DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
DPD was delisted on the 19th of December, 2014.
29 hedge funds and large institutions have $15.7M invested in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 5 closing their positions.
7% more capital invested
Capital invested by funds: $14.7M → $15.7M (+$975K)
3% less funds holding
Funds holding: 30 → 29 (-1)
20% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 5
20% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Invesco
Atlanta,
Georgia
|
+$868K |
| 2 |
Cohen & Steers
New York
|
+$411K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$365K |
| 4 |
HFS
HL Financial Services
Louisville,
Kentucky
|
+$206K |
| 5 |
U
UBS
Zurich,
Switzerland
|
+$192K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$352K |
| 2 |
OC
Oppenheimer & Co
New York
|
-$271K |
| 3 |
Morgan Stanley
New York
|
-$90.3K |
| 4 |
PAG
Private Advisor Group
Morristown,
New Jersey
|
-$51.6K |
| 5 |
BRWA
B. Riley Wealth Advisors
Boca Raton,
Florida
|
-$32.6K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AAM
26
American Asset Management
Boca Raton,
Florida
| $5K | +$5.14K | +324 | New |
|
|
BBPWM
27
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
| $3K | – | – | – |
|
28
Citigroup
New York
| $3K | +$63 | +4 | +2% |
|
|
KTC
29
Kistler-Tiffany Companies
Berwyn,
Pennsylvania
| $1K | -$9.86K | -621 | -92% |
|
|
FAAS
30
First Allied Advisory Services
San Diego,
California
| – | -$352K | -22,021 | Closed |
|
|
BRWA
31
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$32.6K | -2,034 | Closed |
|
|
WEC
32
Winslow Evans & Crocker
Boston,
Massachusetts
| – | -$32.1K | -2,001 | Closed |
|
|
TRCT
33
Tower Research Capital (TRC)
New York
| – | -$14K | -900 | Closed |
|
|
GSC
34
Ground Swell Capital
Folly Beach,
South Carolina
| – | -$2K | -100 | Closed |
|
DPD Hedge Fund Activity: Q3 2014 in Review
29 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) for Q3 2014, worth a combined $15.7M — up 6.6% from $14.7M a quarter earlier.
Sellers outnumbered buyers: 5 funds closed out of DPD and 4 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 8 added.
The largest buyer was Invesco, adding an estimated $868K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $352K sold.
- 29 institutional investors held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) as of Q3 2014, down from 30 in Q2 2014.
- Funds reported $15.7M of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC stock for Q3 2014, up 6.6% quarter-over-quarter.
- 4 funds opened new DOW 30 PREMIUM & DIVIDEND INCOME FUND INC positions in Q3 2014 and 5 closed out, a net change of -1 holder.
- The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC buyer in Q3 2014 was Invesco, an estimated $868K added.
- The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC seller in Q3 2014 was First Allied Advisory Services, an estimated $352K sold.
Based on aggregated 13F filings for Q3 2014.