GSC
DPD

Ground Swell Capital’s DOW 30 PREMIUM & DIVIDEND INCOME FUND INC DPD Stock Holding History

Ground Swell Capital’s Portfolio DPD Stock Details DPD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-100
Closed -$2K – 3190
2014
Q2 		$2K Buy
+100
New +$1.6K ﹤0.01% 1635

Other funds holding DPD

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SCM
Schnieders Capital Management Pasadena, California $762M AUM 34.09% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Ground Swell Capital's DPD Position: Q3 2014 in Review

Ground Swell Capital sold out of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) in Q3 2014, closing a stake of 100 shares — an estimated $2K sold.

Ground Swell Capital first reported a position in DPD in Q2 2014 and held it in 1 quarter. The position peaked at $2K in Q2 2014. 29 funds tracked by Wall St. Rank hold DPD as of Q3 2014.

  • Ground Swell Capital reported no remaining DOW 30 PREMIUM & DIVIDEND INCOME FUND INC position as of Q3 2014 after selling out during the quarter.
  • Ground Swell Capital sold 100 DOW 30 PREMIUM & DIVIDEND INCOME FUND INC shares in Q3 2014, an estimated $2K.
  • Ground Swell Capital first reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in Q2 2014 and held it in 1 quarter.
  • Ground Swell Capital's DOW 30 PREMIUM & DIVIDEND INCOME FUND INC position peaked at $2K in Q2 2014.
  • 29 funds tracked by Wall St. Rank held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.