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DNI

Dividend and Income Fund
DNI

Delisted

DNI was delisted on the 8th of October, 2020.

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8 hedge funds and large institutions have $11.6M invested in Dividend and Income Fund in 2020 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 1 increasing their positions, 2 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 2

75% less capital invested

Capital invested by funds: $45.9M → $11.6M (-$34.3M)

79% less funds holding

Funds holding: 38 → 8 (-30)

94% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 32

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
8
Holders Change
-30
Holders Change %
-78.95%
% of All Funds
0.14%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
2
Increased
1
Reduced
2
Closed
32
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
SIA
Sit Investment Associates
Minnesota
+$603K
2
AC
Almitas Capital
California
+$279K
3
CCM
Cutler Capital Management
Massachusetts
+$17.3K

Top Sellers

Rank Fund Capital Flow
1
WC
Winmill & Co
New York
-$11M
2
RJA
Raymond James & Associates
Florida
-$3.67M
3
MC
Matisse Capital
Oregon
-$3.49M
4
Wells Fargo
Wells Fargo
California
-$3.07M
5
WP
WealthPLAN Partners
Nebraska
-$2.04M
Name Holding Trade Value Shares
Change 		Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
– -$338K -37,090 Closed
CCP
27
Cardan Capital Partners
Colorado
– -$264K -29,019 Closed
Bank of America
28
Bank of America
North Carolina
– -$195K -21,422 Closed
WAM
29
Wolverine Asset Management
Illinois
– -$156K -17,201 Closed
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
– -$153K -16,820 Closed
Osaic Holdings
31
Osaic Holdings
Arizona
– -$149K -16,239 Closed
DA
32
Doliver Advisors
Texas
– -$147K -16,152 Closed
PAG
33
Private Advisor Group
New Jersey
– -$147K -14,643 Closed
RJFSA
34
Raymond James Financial Services Advisors
Florida
– -$102K -11,163 Closed
AW
35
Avion Wealth
Texas
– -$14K -1,546 Closed
FCB
36
First Command Bank
Texas
– -$7K -736 Closed
FCFS
37
First Command Financial Services
Texas
– -$7K -736 Closed
Citigroup
38
Citigroup
New York
– -$4K -400 Closed
BWM
39
BNC Wealth Management
Oregon
– -$1K -101 Closed
1
2

DNI Hedge Fund Activity: Q4 2020 in Review

8 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q4 2020, worth a combined $11.6M — down 75% from $45.9M a quarter earlier.

Sellers outnumbered buyers: 32 funds closed out of DNI and 2 opened new positions — a net loss of 30 holders — while 2 trimmed existing stakes and 1 added.

The largest buyer was Sit Investment Associates, opening a new position worth an estimated $603K. The largest seller was Winmill & Co, exiting entirely with an estimated $11M sold.

  • 8 institutional investors held Dividend and Income Fund (DNI) as of Q4 2020, down from 38 in Q3 2020.
  • Funds reported $11.6M of Dividend and Income Fund stock for Q4 2020, down 75% quarter-over-quarter.
  • 2 funds opened new Dividend and Income Fund positions in Q4 2020 and 32 closed out, a net change of -30 holders.
  • The largest Dividend and Income Fund buyer in Q4 2020 was Sit Investment Associates, an estimated $603K added.
  • The largest Dividend and Income Fund seller in Q4 2020 was Winmill & Co, an estimated $11M sold.

Based on aggregated 13F filings for Q4 2020.