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DNI

Dividend and Income Fund

Delisted

DNI was delisted on the 8th of October, 2020.

38 hedge funds and large institutions have $45.9M invested in Dividend and Income Fund in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0% more funds holding

Funds holding: 3838 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

17% less capital invested

Capital invested by funds: $55.5M → $45.9M (-$9.61M)

38% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 16

Holders
38
Holders Change
Holders Change %
0%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
8
Increased
10
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$149K -$26K -2,419 -13%
DA
27
Doliver Advisors
Texas
$147K -$56.3K -5,233 -24%
PAG
28
Private Advisor Group
New Jersey
$147K +$377 +35 +0.2%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$102K +$120K +11,163 New
CCM
30
Cutler Capital Management
Massachusetts
$100K +$118K +11,000 New
AW
31
Avion Wealth
Texas
$14K +$16.6K +1,546 New
PGAM
32
Princeton Global Asset Management
New Jersey
$10K
FCB
33
First Command Bank
Texas
$7K +$7.92K +736 New
FCFS
34
First Command Financial Services
Texas
$7K +$7.92K +736 New
Citigroup
35
Citigroup
New York
$4K -$2.14K -199 -33%
AA
36
Ancora Advisors
Ohio
$3K
BWM
37
BNC Wealth Management
Oregon
$1K +$1.09K +101 New
PPA
38
Parametric Portfolio Associates
Washington
-$1.19M -116,602 Closed
BlackRock
39
BlackRock
New York
-$479K -47,072 Closed
MWPCG
40
Measured Wealth Private Client Group
New Hampshire
-$365K -35,880 Closed
CRC
41
Curi RMB Capital
Illinois
-$221K -21,669 Closed
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
-$2K -200 Closed
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
-$2K -153 Closed
SFS
44
Sowell Financial Services
Arkansas
-$204 -19 Closed
TFM
45
TFC Financial Management
Massachusetts
+$517 +48 New

DNI Hedge Fund Activity: Q3 2020 in Review

38 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Dividend and Income Fund (DNI) for Q3 2020, worth a combined $45.9M — down 17% from $55.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new DNI positions and 7 closed out — a net gain of 1 holder — while 10 added to existing stakes and 16 trimmed.

The largest buyer was Alpine Global Management, opening a new position worth an estimated $874K. The largest seller was Wells Fargo, cutting an estimated $1.79M.

  • 38 institutional investors held Dividend and Income Fund (DNI) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $45.9M of Dividend and Income Fund stock for Q3 2020, down 17% quarter-over-quarter.
  • 8 funds opened new Dividend and Income Fund positions in Q3 2020 and 7 closed out, a net change of +1 holder.
  • The largest Dividend and Income Fund buyer in Q3 2020 was Alpine Global Management, an estimated $874K added.
  • The largest Dividend and Income Fund seller in Q3 2020 was Wells Fargo, an estimated $1.79M sold.

Based on aggregated 13F filings for Q3 2020.