DNI

Dividend and Income Fund
DNI

Overview Fund Activity
Delisted

DNI was delisted on the 8th of October, 2020.

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41 hedge funds and large institutions have $79.5M invested in Dividend and Income Fund in 2019 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
0.81%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
4
Increased
15
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BI
Bulldog Investors
New Jersey
+$2.07M
2
AAM
Advisors Asset Management
Colorado
+$893K
3
BFM
Boothbay Fund Management
New York
+$801K
4
IAA
Independent Advisor Alliance
North Carolina
+$468K
5
Wells Fargo
Wells Fargo
California
+$394K

Top Sellers

1
NAM
Nexpoint Asset Management
Texas
-$1.1M
2
RJA
Raymond James & Associates
Florida
-$920K
3
LCM
Landscape Capital Management
New Jersey
-$689K
4
Geode Capital Management
Geode Capital Management
Massachusetts
-$381K
5
AGM
Alpine Global Management
New York
-$316K
Name Holding Trade Value Shares
Change 		Shares
Change %
IAA
26
Independent Advisor Alliance
North Carolina
$468K +$468K +34,785 New
AA
27
AQR Arbitrage
Connecticut
$451K -$146K -10,843 -24%
VCWA
28
Vanguard Capital Wealth Advisors
Colorado
$386K -$67.5K -5,026 -15%
CRC
29
Curi RMB Capital
Illinois
$365K – – –
RJT
30
Raymond James Trust
Florida
$313K +$49.6K +3,679 +19%
GC
31
Guggenheim Capital
Illinois
$246K -$247K -18,380 -50%
RTS
32
Round Table Services
New Jersey
$230K -$37.7K -2,800 -14%
SXL
33
Summit X LLC
Missouri
$158K – – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$152K +$2.96K +220 +2%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$151K +$29.4K +2,185 +24%
UBS Group
36
UBS Group
Switzerland
$119K +$12.9K +959 +12%
AWM
37
Avior Wealth Management
Nebraska
$28K +$28K +2,100 New
WAP
38
Wealthcare Advisory Partners
Pennsylvania
$15K +$215 +16 +1%
Citigroup
39
Citigroup
New York
$5K – – –
AG
40
Advisor Group
Arizona
$3K – – –
AGM
41
Alpine Global Management
New York
– -$316K -26,437 Closed
CCP
42
Clough Capital Partners
Massachusetts
– -$213K -17,800 Closed
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
– -$130K -10,899 Closed
WAM
44
Wolverine Asset Management
Illinois
– -$89K -7,451 Closed
GSWM
45
Golden State Wealth Management
California
– -$12K -1,000 Closed
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