DBL

DoubleLine Opportunistic Credit Fund
DBL

Overview Fund Activity

45 hedge funds and large institutions have $69.3M invested in DoubleLine Opportunistic Credit Fund in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 15 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+8
Holders Change %
+21.62%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
17
Reduced
15
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$8.63M
2
HK
2
Horizon Kinetics
New York
$6.1M
3
PP
3
Paloma Partners
Connecticut
$1.91M
4
PPA
4
Parametric Portfolio Associates
Washington
$1.06M
5
CAN
5
Cetera Advisor Networks
California
$1.04M

Top Sellers

1
U
1
UBS
Switzerland
$7.41M
2
NPC
2
National Planning Corporation
California
$4.21M
3
Deutsche Bank
3
Deutsche Bank
Germany
$783K
4
Morgan Stanley
4
Morgan Stanley
New York
$5.89M
5
Barclays
5
Barclays
United Kingdom
$513K
Name Holding Trade Value Shares
Change 		Shares
Change %
SFS
26
Shaker Financial Services
Virginia
$427K +$427K +19,117 New
MFS
27
MSI Financial Services
Massachusetts
$424K -$241K -10,792 -36%
CWM
28
Cabot Wealth Management
Massachusetts
$414K +$414K +18,570 New
BNP Paribas Financial Markets
29
BNP Paribas Financial Markets
France
$340K +$137K +6,134 +67%
PAG
30
Private Advisor Group
New Jersey
$329K +$329K +14,726 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$318K -$308K -13,795 -49%
KFS
32
KMS Financial Services
Washington
$297K -$72.7K -3,254 -20%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$251K +$62K +2,775 +33%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$244K -$109K -4,875 -31%
JIC
35
Joel Isaacson & Co
New York
$241K -$84K -3,763 -26%
VKH
36
Virtu KCG Holdings
New York
$212K +$212K +9,480 New
FWM
37
Focused Wealth Management
New York
$163K +$58.2K +2,608 +56%
CAPTRUST Financial Advisors
38
CAPTRUST Financial Advisors
North Carolina
$141K +$50K +2,247 +55%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$60K +$57.8K +2,600 +2,600%
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$45K – – –
Citigroup
41
Citigroup
New York
$44K -$20.5K -920 -32%
BCM
42
Blume Capital Management
California
$26K +$26K +1,158 New
US Bancorp
43
US Bancorp
Minnesota
$14K – – –
MIM
44
Macroview Investment Management
Maryland
$13K – – –
WEC
45
Winslow Evans & Crocker
Massachusetts
$2K +$2K +100 New
TRCT
46
Tower Research Capital (TRC)
New York
– -$7K -300 Closed
1
2