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State Street SPDR Bloomberg Convertible Securities ETF
CWB

Name Holding Trade Value Shares
Change 		Change in
Stake
QAM
351
Q3 Asset Management
Michigan
– -$2.54M -47,963 Closed
FIM
352
Freedom Investment Management
Connecticut
– -$2.33M -43,882 Closed
SFS
353
Sowell Financial Services
Arkansas
– -$1.28M -24,152 Closed
CCMG
354
Clark Capital Management Group
Pennsylvania
– -$1.21M -22,818 Closed
Wolverine Trading
355
Wolverine Trading
Illinois
– -$982K -18,317 Closed
Renaissance Technologies
356
Renaissance Technologies
New York
– -$907K -17,100 Closed
NL
357
NVWM LLC
Pennsylvania
– -$786K -14,816 Closed
GC
358
Grace Capital
Massachusetts
– -$775K -14,621 Closed
OAM
359
Oxford Asset Management
United Kingdom
– -$668K -12,590 Closed
CIAS
360
Capital Investment Advisory Services
North Carolina
– -$614K -11,575 Closed
MWA
361
MFA Wealth Advisors
Pennsylvania
– -$462K -8,616 Closed
BCMIO
362
Beacon Capital Management Inc (Ohio)
Ohio
– -$389K -7,335 Closed
NFG
363
Next Financial Group
Texas
– -$384K -7,251 Closed
MHS
364
M Holdings Securities
Oregon
– -$326K -6,157 Closed
SAS
365
Stelac Advisory Services
New York
– -$265K -5,000 Closed
HF
366
HRT Financial
New York
– -$256K -4,845 Closed
EF
367
Empirical Finance
Pennsylvania
– -$246K -4,633 Closed
WI
368
Wintrust Investments
Illinois
– -$224K -4,224 Closed
IWM
369
IHT Wealth Management
Illinois
– -$216K -4,078 Closed
BRF
370
B. Riley Financial
California
– -$207K -3,832 Closed
FGAM
371
Financial Gravity Asset Management
Texas
– -$117K -2,190 -100%
SWP
372
Strategic Wealth Partners
Ohio
– -$53K -991 Closed
RWG
373
Regal Wealth Group
California
– -$38K -708 Closed
LA
374
Legacy Advisors
Pennsylvania
– -$34K -650 Closed
CA
375
Centerpoint Advisors
Massachusetts
– -$32K -600 Closed
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