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State Street SPDR Bloomberg Convertible Securities ETF
CWB

Name Holding Trade Value Shares
Change 		Change in
Stake
ED
301
Exane Derivatives
France
$127K +$8.17K +161 +7%
HGWM
302
Harvest Group Wealth Management
Massachusetts
$125K -$16.7M -329,724 -99%
AC
303
Avestar Capital
New York
$117K -$62.1K -1,225 -35%
CIAS
304
Capital Investment Advisory Services
North Carolina
$112K +$9.18K +181 +9%
NFG
305
Next Financial Group
Texas
$108K -$55.2K -1,089 -35%
NFH
306
NEXT Financial Holdings
Texas
$108K +$105K +2,061 New
PA
307
Parallel Advisors
California
$107K -$20K -395 -16%
PFBT
308
Parkside Financial Bank & Trust
Missouri
$104K – – –
RBC
309
Roble Belko & Company
Pennsylvania
$103K +$100K +1,974 New
HR
310
Howe & Rusling
New York
$101K – – –
SSB
311
Sandy Spring Bank
Maryland
$94K -$25.4K -500 -22%
KL
312
KWMG LLC
Kansas
$88K – – –
CFGS
313
Concourse Financial Group Securities
Alabama
$88K +$15.3K +301 +22%
MA
314
MUFG Americas
New York
$72K – – –
MA
315
MCF Advisors
Kentucky
$68K – – –
MRCM
316
M&R Capital Management
New Jersey
$53K – – –
OSNBOA
317
Old Second National Bank of Aurora
Illinois
$52K – – –
FRA
318
Front Row Advisors
California
$51K – – –
RWA
319
Ropes Wealth Advisors
Massachusetts
$50K +$38.6K +761 +381%
FCA
320
FinTrust Capital Advisors
South Carolina
$40K – – –
PFGIA
321
Patriot Financial Group Insurance Agency
Massachusetts
$39K – – –
GRP
322
Global Retirement Partners
California
$38K +$101 +2 +0.3%
GWA
323
Guidant Wealth Advisors
Illinois
$37K +$35.6K +702 New
FHA
324
Flagship Harbor Advisors
Massachusetts
$36K – – –
RCG
325
Ruggie Capital Group
Florida
$34K -$59.9K -1,181 -65%
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