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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
151
CIBC Private Wealth Group
Georgia
$27.9K -$7.63K -338 -18%
LFG
152
Larson Financial Group
Missouri
$22.3K
TFA
153
Toth Financial Advisory
Virginia
$15K
AF
154
Advisornet Financial
Minnesota
$13.6K +$13.7K +608 New
SWM
155
Spire Wealth Management
Virginia
$13.4K
NSIM
156
North Star Investment Management
Illinois
$11.8K +$11.9K +528 New
Nisa Investment Advisors
157
Nisa Investment Advisors
Missouri
$11.2K -$49.7K -2,200 -81%
HWA
158
HHM Wealth Advisors
Tennessee
$11.2K
RI
159
Ridgewood Investments
New Jersey
$11.2K
HIMS
160
Hager Investment Management Services
New Hampshire
$11.2K +$11.3K +500 New
FFA
161
Farther Finance Advisors
California
$9.36K +$8.99K +398 +2,095%
LI
162
LRI Investments
Florida
$5.58K +$5.64K +250 New
SWC
163
Spectrum Wealth Counsel
Indiana
$5.13K
RCA
164
Runnymede Capital Advisors
Ohio
$4.82K +$4.88K +216 New
HCP
165
Hexagon Capital Partners
Arkansas
$4.51K +$4.56K +202 New
AEPWM
166
Atlantic Edge Private Wealth Management
Florida
$4.46K
FHA
167
First Horizon Advisors
Tennessee
$4.46K +$4.52K +200 New
DAM
168
Delta Asset Management
Tennessee
$1.56K
AIC
169
Archer Investment Corporation
Indiana
$1.24K +$45 +2 +4%
NB
170
NBT Bank
New York
$659 +$677 +30 New
TRCT
171
Tower Research Capital (TRC)
New York
$312 -$1.13K -50 -78%
SWA
172
SOA Wealth Advisors
New York
$246
DFA
173
DHJJ Financial Advisors
Illinois
$112
HNB
174
Huntington National Bank
Ohio
$45
MML Investors Services
175
MML Investors Services
Massachusetts
-$2.61M -119,721 Closed