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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
TFA
101
Toth Financial Advisory
Virginia
$13.7K
DF
102
DecisionPoint Financial
Arizona
$8.59K +$8.12K +375 New
TF
103
Tompkins Financial
New York
$8.13K
FWM
104
Focused Wealth Management
New York
$5.72K
JMF
105
Johnson Midwest Financial
Iowa
$5.72K +$5.42K +250 New
QCG
106
Quadrant Capital Group
Ohio
$5.5K
TWM
107
Tradition Wealth Management
Minnesota
$5K
BCMLT
108
Beacon Capital Management LLC (Tennessee)
Tennessee
$2.76K
DAM
109
Delta Asset Management
Tennessee
$1.6K
VWM
110
Venturi Wealth Management
Texas
$1.26K +$1.19K +55 New
LC
111
Lindbrook Capital
California
$595 +$563 +26 New
IFAM
112
Institutional & Family Asset Management
Colorado
$588 +$563 +26 New
FSWA
113
Financial Synergies Wealth Advisors
Texas
$458
HNB
114
Huntington National Bank
Ohio
$46
EMFAT
115
Emerald Mutual Fund Advisers Trust
Pennsylvania
-$798K -40,470 Closed
CSS
116
Cubist Systematic Strategies
Connecticut
-$753K -38,196 Closed
FDS
117
First Dallas Securities
Texas
-$444K -22,500 Closed
Millennium Management
118
Millennium Management
New York
-$419K -21,232 Closed
JF
119
Jump Financial
Illinois
-$296K -15,000 Closed
Squarepoint
120
Squarepoint
New York
-$290K -14,708 Closed
Stifel Financial
121
Stifel Financial
Missouri
-$264K -13,404 Closed
State Farm Mutual Automobile Insurance
122
State Farm Mutual Automobile Insurance
Illinois
-$197K -10,000 Closed
BNP Paribas Financial Markets
123
BNP Paribas Financial Markets
France
-$21.3K -1,081 Closed
TAM
124
Tucker Asset Management
Colorado
-$13.1K -665 Closed
RI
125
Ridgewood Investments
New Jersey
-$9.86K -500 Closed