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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
PRS
76
Pinkerton Retirement Specialists
Idaho
$434K +$427K +16,649 New
Mariner
77
Mariner
Kansas
$433K +$12.1K +471 +3%
AAS
78
Avantax Advisory Services
Texas
$423K +$132K +5,147 +47%
SCA
79
SMH Capital Advisors
Texas
$421K -$30.9K -1,205 -7%
PNC Financial Services Group
80
PNC Financial Services Group
Pennsylvania
$402K -$14.3K -556 -3%
PAG
81
Private Advisor Group
New Jersey
$384K +$67.4K +2,625 +22%
Envestnet Asset Management
82
Envestnet Asset Management
Illinois
$381K -$277K -10,811 -43%
US Bancorp
83
US Bancorp
Minnesota
$378K -$4.16K -162 -1%
Mirae Asset Global Investments
84
Mirae Asset Global Investments
South Korea
$329K +$325K +12,680 New
Qube Research & Technologies (QRT)
85
Qube Research & Technologies (QRT)
United Kingdom
$324K +$319K +12,428 New
PFS
86
Prospera Financial Services
Texas
$323K +$317K +12,368 New
HighTower Advisors
87
HighTower Advisors
Illinois
$319K +$4.44K +173 +1%
Jane Street
88
Jane Street
New York
$316K -$1.23M -47,951 -80%
IFG
89
Independent Financial Group
California
$304K +$299K +11,635 New
CWP
90
Core Wealth Partners
California
$301K
Geode Capital Management
91
Geode Capital Management
Massachusetts
$294K
Creative Planning
92
Creative Planning
Kansas
$279K +$11.9K +464 +5%
Brown Advisory
93
Brown Advisory
Maryland
$279K
VA
94
Vident Advisory
Georgia
$271K +$267K +10,388 New
Goldman Sachs
95
Goldman Sachs
New York
$271K +$267K +10,388 New
ECM
96
Evergreen Capital Management
Washington
$257K
MSAM
97
Moloney Securities Asset Management
Missouri
$248K +$244K +9,515 New
Focus Partners Wealth
98
Focus Partners Wealth
Massachusetts
$232K
IA
99
Inspire Advisors
Idaho
$218K +$8.68K +338 +4%
PI
100
PFG Investments
New York
$212K +$1.54K +60 +0.7%