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CHI

Calamos Convertible Opportunities and Income Fund
CHI

96 hedge funds and large institutions have $122M invested in Calamos Convertible Opportunities and Income Fund in 2016 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 30 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

7% more capital invested

Capital invested by funds: $114M → $122M (+$8.06M)

7% more funds holding

Funds holding: 90 → 96 (+6)

0.84% more ownership

Funds ownership: 16.34% → 17.18% (+0.84%)

0% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 30

Holders
96
Holders Change
+6
Holders Change %
+6.67%
% of All Funds
2.4%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
30
Reduced
30
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$9.91M
2
Millennium Management
Millennium Management
New York
+$3.2M
3
SIA
Sit Investment Associates
Minnesota
+$1.31M
4
SFS
Shaker Financial Services
Virginia
+$939K
5
HighTower Advisors
HighTower Advisors
Illinois
+$688K

Top Sellers

1
CAN
Cetera Advisor Networks
California
-$2.27M
2
Morgan Stanley
Morgan Stanley
New York
-$1.24M
3
MWM
Merriman Wealth Management
Washington
-$1.08M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$840K
5
UBS Group
UBS Group
Switzerland
-$649K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
76
Avior Wealth Management
Nebraska
$29K +$90 +9 +0.3%
US Bancorp
77
US Bancorp
Minnesota
$26K – – –
LIA
78
LS Investment Advisors
Michigan
$20K – – –
FNBT
79
FineMark National Bank & Trust
Florida
$15K +$9.95K +1,000 +200%
NFG
80
Next Financial Group
Texas
$13K -$27.3K -2,745 -67%
AIM
81
Acrospire Investment Management
Illinois
$13K – – –
PCM
82
Penserra Capital Management
California
$11K +$1.23K +124 +12%
IWM
83
IHT Wealth Management
Illinois
$9K +$8.72K +876 New
GEA
84
Glen Eagle Advisors
New Jersey
$8.07K +$7.96K +800 New
Barclays
85
Barclays
United Kingdom
$8K – – –
AA
86
Ancora Advisors
Ohio
$8K +$7.46K +750 New
TWA
87
TCI Wealth Advisors
Arizona
$6K +$5.97K +600 New
BBPWM
88
Blue Bell Private Wealth Management
Pennsylvania
$3K – – –
AA
89
AlphaMark Advisors
Kentucky
$3K +$2.74K +275 New
TDC
90
Thompson Davis & Co
Virginia
$2K – – –
Envestnet Asset Management
91
Envestnet Asset Management
Illinois
$2K +$2.69K +270 New
TRCT
92
Tower Research Capital (TRC)
New York
$1K -$4.48K -450 -82%
HI
93
Hudock Inc
Pennsylvania
$1K +$995 +100 New
WEC
94
Winslow Evans & Crocker
Massachusetts
$62 – – –
MWM
95
Merriman Wealth Management
Washington
– -$1.08M -104,217 Closed
NMC
96
Nine Masts Capital
Hong Kong
– -$362K -35,088 Closed
DA
97
Doliver Advisors
Texas
– -$251K -24,269 Closed
MCM
98
Maryland Capital Management
Maryland
– -$153K -14,800 Closed
KFA
99
Kays Financial Advisory
Georgia
– -$112K -10,855 Closed
PFBT
100
Parkside Financial Bank & Trust
Missouri
– -$26K -2,533 Closed
1 2 3
4
5

CHI Hedge Fund Activity: Q4 2016 in Review

96 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q4 2016, worth a combined $122M — up 7.1% from $114M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CHI positions and 11 closed out — a net gain of 8 holders — while 30 added to existing stakes and 30 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $9.91M. The largest seller was Cetera Advisor Networks, cutting an estimated $2.27M.

  • 96 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q4 2016, up from 90 in Q3 2016.
  • Funds reported $122M of Calamos Convertible Opportunities and Income Fund stock for Q4 2016, up 7.1% quarter-over-quarter.
  • 19 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q4 2016 and 11 closed out, a net change of +8 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q4 2016 was Rivernorth Capital Management, an estimated $9.91M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q4 2016 was Cetera Advisor Networks, an estimated $2.27M sold.

Based on aggregated 13F filings for Q4 2016.