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CHI

Calamos Convertible Opportunities and Income Fund
CHI

78 hedge funds and large institutions have $121M invested in Calamos Convertible Opportunities and Income Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 22 increasing their positions, 23 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

0.54% more ownership

Funds ownership: 13.5% → 14.04% (+0.54%)

0% more funds holding

Funds holding: 78 → 78 (0)

1% less capital invested

Capital invested by funds: $123M → $121M (-$1.71M)

4% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 23

Holders
78
Holders Change
–
Holders Change %
0%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
22
Reduced
23
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AWA
AmeriServ Wealth Advisors
Pennsylvania
+$3.33M
2
Morgan Stanley
Morgan Stanley
New York
+$1.28M
3
LPL Financial
LPL Financial
California
+$1.16M
4
Invesco
Invesco
Georgia
+$1.12M
5
OFG
OTA Financial Group
New York
+$457K

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$1.46M
2
GC
Guggenheim Capital
Illinois
-$625K
3
Bank of America
Bank of America
North Carolina
-$621K
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$603K
5
PWM
ParenteBeard Wealth Management
Pennsylvania
-$525K
Name Holding Trade Value Shares
Change 		Change in
Stake
DC
51
Davenport & Co
Virginia
$147K +$152K +11,450 New
SHA
52
Smith Hayes Advisers
Nebraska
$145K -$20.8K -1,560 -12%
KFA
53
Kays Financial Advisory
Georgia
$139K – – –
CIA
54
Capital Investment Advisors
Georgia
$137K – – –
First Manhattan
55
First Manhattan
New York
$132K – – –
VKH
56
Virtu KCG Holdings
New York
$131K +$136K +10,222 New
KA
57
Kovack Advisors
Florida
$130K – – –
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$122K +$1.23K +92 +1%
US Bancorp
59
US Bancorp
Minnesota
$67K – – –
CAPTRUST Financial Advisors
60
CAPTRUST Financial Advisors
North Carolina
$61K +$62.9K +4,721 New
FWM
61
Focused Wealth Management
New York
$51K +$7.18K +539 +16%
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$43K +$37.6K +2,825 +565%
BRWM
63
B. Riley Wealth Management
Tennessee
$40K – – –
PWM
64
ParenteBeard Wealth Management
Pennsylvania
$36.3K -$525K -39,420 -99%
AWM
65
Avior Wealth Management
Nebraska
$36K – – –
Deutsche Bank
66
Deutsche Bank
Germany
$27K – – –
LIA
67
LS Investment Advisors
Michigan
$26K – – –
Citigroup
68
Citigroup
New York
$16K -$19.2K -1,444 -54%
Fifth Third Bancorp
69
Fifth Third Bancorp
Ohio
$15K – – –
FMII
70
Farmers & Merchants Investments Inc
Nebraska
$13K – – –
CHP
71
Cable Hill Partners
Oregon
$13K +$13.3K +1,000 New
Northwestern Mutual Wealth Management
72
Northwestern Mutual Wealth Management
Wisconsin
$7K – – –
Creative Planning
73
Creative Planning
Kansas
$6K -$11.7K -880 -64%
RIM
74
Ranger International Management
Illinois
$6K -$6.43K -483 -50%
SSB
75
Sandy Spring Bank
Maryland
$3K +$3.33K +250 New
1 2
3
4

CHI Hedge Fund Activity: Q4 2014 in Review

78 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Calamos Convertible Opportunities and Income Fund (CHI) for Q4 2014, worth a combined $121M — down 1.4% from $123M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new CHI positions and 8 closed out — a net gain of 2 holders — while 22 added to existing stakes and 23 trimmed.

The largest buyer was AmeriServ Wealth Advisors, adding an estimated $3.33M. The largest seller was Stifel Financial, cutting an estimated $1.46M.

  • 78 institutional investors held Calamos Convertible Opportunities and Income Fund (CHI) as of Q4 2014, unchanged from Q3 2014.
  • Funds reported $121M of Calamos Convertible Opportunities and Income Fund stock for Q4 2014, down 1.4% quarter-over-quarter.
  • 10 funds opened new Calamos Convertible Opportunities and Income Fund positions in Q4 2014 and 8 closed out, a net change of +2 holders.
  • The largest Calamos Convertible Opportunities and Income Fund buyer in Q4 2014 was AmeriServ Wealth Advisors, an estimated $3.33M added.
  • The largest Calamos Convertible Opportunities and Income Fund seller in Q4 2014 was Stifel Financial, an estimated $1.46M sold.

Based on aggregated 13F filings for Q4 2014.