CHI

Calamos Convertible Opportunities and Income Fund
CHI

Overview Fund Activity

73 hedge funds and large institutions have $125M invested in Calamos Convertible Opportunities and Income Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 24 reducing their positions, and 8 closing their positions.

Holders
73
Holders Change
+2
Holders Change %
+2.82%
% of All Funds
2.11%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
10
Increased
21
Reduced
24
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FAAM
1
First Allied Asset Management
California
$3.16M
2
AWA
2
AmeriServ Wealth Advisors
Pennsylvania
$1.83M
3
Morgan Stanley
3
Morgan Stanley
New York
$17.8M
4
FAAS
4
First Allied Advisory Services
California
$4.08M
5
MCC
5
Mid Continent Capital
Illinois
$20.6M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$12.5M
2
SG Americas Securities
2
SG Americas Securities
New York
$0
3
GC
3
Guggenheim Capital
Illinois
$10.3M
4
Bank of America
4
Bank of America
North Carolina
$10.8M
5
Invesco
5
Invesco
Georgia
$1.43M
Name Market Value Shares Shares
Change 		Shares
Change %
BRWA
51
B. Riley Wealth Advisors
Florida
$125K 9,085 +17 +0.2%
LTFS
52
Ladenburg Thalmann Financial Services
Florida
$111K 8,008 +432 +6%
US Bancorp
53
US Bancorp
Minnesota
$72K 5,234 +987 +23%
CAPTRUST Financial Advisors
54
CAPTRUST Financial Advisors
North Carolina
$65K 4,721 -1,000 -17%
FWM
55
Focused Wealth Management
New York
$54K 3,903 +36 +0.9%
Bank of Montreal
56
Bank of Montreal
Ontario, Canada
$50K 3,642 +74 +2%
NES
57
New England Securities
New York
$41K 2,982 +197 +7%
AWM
58
Avior Wealth Management
Nebraska
$39K 2,800 +2,800 New
SFSIG
59
San Francisco Sentry Investment Group
California
$38K 2,750 -750 -21%
BRWM
60
B. Riley Wealth Management
Tennessee
$31K 2,230 +2,230 New
LIA
61
LS Investment Advisors
Michigan
$28K 2,000 – –
SAM
62
Shamrock Asset Management
Texas
$28K 2,000 +2,000 New
BWFA
63
Baltimore-Washington Financial Advisors
Maryland
$21K 1,500 – –
Creative Planning
64
Creative Planning
Kansas
$19K 1,380 +500 +57%
Citigroup
65
Citigroup
New York
$16K 1,170 -1,549 -57%
DAM
66
Delta Asset Management
Tennessee
$14K 1,000 – –
FMII
67
Farmers & Merchants Investments Inc
Nebraska
$14K 1,012 – –
Deutsche Bank
68
Deutsche Bank
Germany
$13K 988 – –
WA
69
WFG Advisors
Texas
$10K 724 – –
Northwestern Mutual Wealth Management
70
Northwestern Mutual Wealth Management
Wisconsin
$8K 547 – –
TDC
71
Thompson Davis & Co
Virginia
$2K 162 – –
WEC
72
Winslow Evans & Crocker
Massachusetts
$83 6 – –
SG Americas Securities
73
SG Americas Securities
New York
– – -101,736 Closed
ACM
74
Argentus Capital Management
Texas
– – -28,828 Closed
Jane Street
75
Jane Street
New York
– – -17,904 Closed
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