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CGMM

Capital Group U.S. Small and Mid Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
BNP Paribas Financial Markets
201
BNP Paribas Financial Markets
France
$147 +$152 +5 New
Janney Montgomery Scott
202
Janney Montgomery Scott
Pennsylvania
-$11.2M -386,967 Closed
CFG
203
CMC Financial Group
Georgia
-$3.45M -119,727 Closed
PAS
204
Park Avenue Securities
New York
-$1.67M -57,903 Closed
Jane Street
205
Jane Street
New York
-$844K -29,251 Closed
Capital International Investors
206
Capital International Investors
California
-$624K -21,632 Closed
DAS
207
Diversify Advisory Services
Utah
-$425K -13,796 Closed
HF
208
HRT Financial
New York
-$347K -12,053 Closed
ME
209
McIlrath & Eck
Washington
-$110K -3,820 Closed
FHA
210
Flagship Harbor Advisors
Massachusetts
-$79.1K -2,744 Closed
MSFP
211
Mark Sheptoff Financial Planning
Connecticut
-$11.2K -390 Closed