We are live on ! Find out more
CGBD icon

Carlyle Secured Lending
CGBD

46 hedge funds and large institutions have $184M invested in Carlyle Secured Lending in 2017 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 4

240% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 5

73% more capital invested

Capital invested by funds: $107M → $184M (+$77.6M)

48% more funds holding

Funds holding: 31 → 46 (+15)

5.43% more ownership

Funds ownership: 9.32% → 14.75% (+5.4%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
46
Holders Change
+15
Holders Change %
+48.39%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
20
Increased
17
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
+$20.6M
2
PP
PagnatoKarp Partners
Virginia
+$9.98M
3
HighTower Advisors
HighTower Advisors
Illinois
+$9.34M
4
SB
Suntrust Banks
Georgia
+$8.78M
5
CCP
Clough Capital Partners
Massachusetts
+$4.63M

Top Sellers

Rank Fund Capital Flow
1
CRC
Curi RMB Capital
Illinois
-$5.45M
2
Alyeska Investment Group
Alyeska Investment Group
Illinois
-$2.51M
3
WFI
West Family Investments
California
-$2.46M
4
RCM
Rivernorth Capital Management
Florida
-$1.41M
5
BSG
Black Swift Group
Colorado
-$243K
Name Holding Trade Value Shares
Change 		Change in
Stake
GC
26
Guggenheim Capital
Illinois
$492K +$453K +24,530 New
Bank of America
27
Bank of America
North Carolina
$477K +$70.1K +3,800 +19%
KACA
28
Kayne Anderson Capital Advisors
California
$462K +$205K +11,100 +93%
Goldman Sachs
29
Goldman Sachs
New York
$405K +$146K +7,922 +64%
BP
30
Ballentine Partners
Massachusetts
$320K +$295K +15,971 New
TG
31
TCW Group
California
$311K – – –
RJA
32
Raymond James & Associates
Florida
$292K +$269K +14,560 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$286K +$250K +13,569 +1,874%
OAM
34
Oxford Asset Management
United Kingdom
$253K +$235K +12,762 New
Two Sigma Advisers
35
Two Sigma Advisers
New York
$251K +$231K +12,500 New
YWP
36
YorkBridge Wealth Partners
New York
$247K +$262K +14,215 New
TSS
37
Two Sigma Securities
New York
$246K +$226K +12,275 New
Stifel Financial
38
Stifel Financial
Missouri
$200K +$185K +10,000 New
Deutsche Bank
39
Deutsche Bank
Germany
$192K – – –
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$32K +$29.7K +1,609 New
Barclays
41
Barclays
United Kingdom
$14K +$12.9K +700 New
Legal & General Group
42
Legal & General Group
United Kingdom
$9K +$148 +8 +2%
DCM
43
Delpha Capital Management
New York
$9K +$8.03K +435 New
SIS
44
Sound Income Strategies
Florida
$9K +$9.19K +498 New
TRCT
45
Tower Research Capital (TRC)
New York
$2K -$1.77K -96 -48%
FMP
46
Financial Management Professionals
Texas
$1K – – –
CRC
47
Curi RMB Capital
Illinois
– -$5.45M -289,555 Closed
RCM
48
Rivernorth Capital Management
Florida
– -$1.41M -75,196 Closed
JP Morgan Chase
49
JP Morgan Chase
New York
– -$67K -3,555 Closed
AG
50
Advisor Group
Arizona
– -$9K -500 Closed
1
2

CGBD Hedge Fund Activity: Q4 2017 in Review

46 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2017, worth a combined $184M — up 73% from $107M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new CGBD positions and 4 closed out — a net gain of 16 holders — while 17 added to existing stakes and 5 trimmed.

The largest buyer was UBS Group, adding an estimated $20.6M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $5.45M sold.

  • 46 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2017, up from 31 in Q3 2017.
  • Funds reported $184M of Carlyle Secured Lending stock for Q4 2017, up 73% quarter-over-quarter.
  • 20 funds opened new Carlyle Secured Lending positions in Q4 2017 and 4 closed out, a net change of +16 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2017 was UBS Group, an estimated $20.6M added.
  • The largest Carlyle Secured Lending seller in Q4 2017 was Curi RMB Capital, an estimated $5.45M sold.

Based on aggregated 13F filings for Q4 2017.