Oxford Asset Management’s Carlyle Secured Lending CGBD Stock Holding History

Oxford Asset Management’s Portfolio CGBD Stock Details CGBD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-37,198	Closed	-$509K	–	491
2025 Q2	$509K	Buy	+37,198	New	+$529K	0.17%	202
2020 Q1	–	Sell	-22,185	Closed	-$297K	–	407
2019 Q4	$297K	Sell	22,185 -96,308	-81%	-$1.33M	0.01%	1440
2019 Q3	$1.71M	Sell	118,493 -161,652	-58%	-$2.38M	0.04%	638
2019 Q2	$4.27M	Buy	+280,145	New	+$4.19M	0.09%	295
2019 Q1	–	Sell	-15,149	Closed	-$188K	–	1696
2018 Q4	$188K	Buy	+15,149	New	+$230K	﹤0.01%	1549
2018 Q1	–	Sell	-12,762	Closed	-$253K	–	1636
2017 Q4	$253K	Buy	+12,762	New	+$235K	0.01%	1389

Other funds holding CGBD

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Choreo LLC Rockford, Illinois $9.11B AUM 26.3% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Mariner Overland Park, Kansas $95.2B AUM 32.92% 1-Year Est. Return

Oxford Asset Management's CGBD Position: Q3 2025 in Review

Oxford Asset Management sold out of Carlyle Secured Lending (CGBD) in Q3 2025, closing a stake of 37,198 shares — an estimated $509K sold.

Oxford Asset Management first reported a position in CGBD in Q4 2017 and held it in 6 quarters. The position peaked at $4.27M in Q2 2019. 150 funds tracked by Wall St. Rank hold CGBD as of Q3 2025.

Oxford Asset Management reported no remaining Carlyle Secured Lending position as of Q3 2025 after selling out during the quarter.
Oxford Asset Management sold 37,198 Carlyle Secured Lending shares in Q3 2025, an estimated $509K.
Oxford Asset Management first reported a position in Carlyle Secured Lending in Q4 2017 and held it in 6 quarters.
Oxford Asset Management's Carlyle Secured Lending position peaked at $4.27M in Q2 2019.
150 funds tracked by Wall St. Rank held Carlyle Secured Lending as of Q3 2025.

Based on Oxford Asset Management's 13F filing for Q3 2025, filed 14 Nov 2025.