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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
MF
1151
Magnetar Financial
Illinois
– -$2.1M -26,192 Closed
NBC
1152
Neuberger Berman Canada
Ontario, Canada
– -$1.51M -18,818 Closed
CA
1153
Cornerstone Advisors
North Carolina
– -$1.36M -17,000 Closed
ACI
1154
Advance Capital I
Michigan
– -$1.34M -16,700 Closed
BAM
1155
Banta Asset Management
California
– -$1.33M -16,686 Closed
ECM
1156
ETrade Capital Management
Virginia
– -$1.28M -16,031 Closed
K
1157
Kemper
Illinois
– -$1.25M -15,650 Closed
MTIM
1158
Marathon Trading Investment Management
Pennsylvania
– -$1.18M -14,692 Closed
LS
1159
Lupo Securities
Illinois
– -$1.06M -13,303 Closed
DCM
1160
Dynamic Capital Management
Jersey
– -$1.02M -12,800 Closed
QI
1161
Quotient Investors
New York
– -$864K -10,800 Closed
GMIM
1162
General Motors Investment Management
New York
– -$774K -9,669 Closed
LOT
1163
Lombard Odier Transatlantic
Quebec, Canada
– -$565K -7,055 Closed
DVM
1164
Dreman Value Management
Florida
– -$495K -6,182 Closed
KIA
1165
King Investment Advisors
Texas
– -$427K -5,335 Closed
TIA
1166
Trust Investment Advisors
Indiana
– -$419K -5,235 Closed
UMA
1167
USA Mutuals Advisors
Texas
– -$400K -5,000 Closed
SCM
1168
Southport Capital Management
Tennessee
– -$345K -4,305 Closed
FBFS
1169
First Business Financial Services
Wisconsin
– -$344K -4,297 Closed
PVWM
1170
Point View Wealth Management
New Jersey
– -$335K -4,185 Closed
PL
1171
Plancorp LLC
Missouri
– -$327K -4,080 Closed
PRC
1172
Platte River Capital
Colorado
– -$320K -4,000 Closed
LCP
1173
LGT Capital Partners
Switzerland
– -$296K -3,700 Closed
CIC
1174
Crawford Investment Counsel
Georgia
– -$265K -3,310 Closed
EHC
1175
Everett Harris & Co
California
– -$263K -3,292 Closed
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