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Caterpillar
CAT

Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
1051
Chilton Capital Management
Texas
$204K -$21.3K -201 -9%
MVA
1052
Mount Vernon Associates
Maryland
$203K – – –
VFA
1053
Virtus Fund Advisers
Connecticut
$202K -$20.8M -196,377 -99%
NES
1054
New England Securities
New York
$188K -$18.1K -171 -8%
NYLT
1055
New York Life Trust
New York
$187K +$6.89K +65 +4%
FANJ
1056
Financial Architects (New Jersey)
New Jersey
$183K -$10.6K -100 -5%
JFA
1057
JNBA Financial Advisors
Minnesota
$180K +$13.1K +124 +7%
MAM
1058
Mizuho Asset Management
Japan
$180K +$20K +189 +12%
FWM
1059
Focused Wealth Management
New York
$177K -$21.6K -204 -10%
TDC
1060
Thompson Davis & Co
Virginia
$170K +$22.8K +215 +14%
MIC
1061
MU Investments Company
Japan
$160K -$10.6K -100 -6%
EWM
1062
Elite Wealth Management
Washington
$157K – – –
VIA
1063
Vantage Investment Advisors
Pennsylvania
$153K – – –
WRM
1064
Westport Resources Management
Connecticut
$150K – – –
CM
1065
Castleark Management
Illinois
$149K – – –
NIM
1066
NuWave Investment Management
New Jersey
$146K +$151K +1,427 +3,036%
CPA
1067
Cowen Prime Advisors
New York
$139K – – –
IMAS
1068
ID Management A/S
Denmark
$139K +$148K +1,400 New
HR
1069
Howe & Rusling
New York
$135K -$13.8K -130 -9%
MA
1070
MCF Advisors
Kentucky
$133K +$742 +7 +0.5%
JWA
1071
JFS Wealth Advisors
Pennsylvania
$123K -$3.71K -35 -3%
HCM
1072
Highlander Capital Management
New Jersey
$119K – – –
AA
1073
AlphaMark Advisors
Kentucky
$113K – – –
LNB
1074
Ledyard National Bank
$107K -$31.8K -300 -22%
GSC
1075
Ground Swell Capital
South Carolina
$105K +$36.6K +345 +48%
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