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Ground Swell Capital’s Caterpillar CAT Stock Holding History

Ground Swell Capital’s Portfolio CAT Stock Details CAT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-1,260
Closed -$242K – 80
2021
Q3 		$242K Buy
+1,260
New +$262K 1.04% 28
2014
Q3 		$105K Buy
1,059
+345
+48% +$36.6K 0.2% 87
2014
Q2 		$78K Buy
+714
New +$74.9K 0.15% 74

Other funds holding CAT

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $3.38T AUM 44.17% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance Bloomington, Illinois $146B AUM 55.73% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return
Gates Foundation Trust
Gates Foundation Trust Kirkland, Washington $34.4B AUM 26.34% 1-Year Est. Return
Geode Capital Management
Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return
Northern Trust
Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return
Fisher Asset Management
Fisher Asset Management Camas, Washington $336B AUM 34.66% 1-Year Est. Return
Norges Bank
Norges Bank Oslo, Norway $1T AUM

Ground Swell Capital's CAT Position: Q4 2021 in Review

Ground Swell Capital sold out of Caterpillar (CAT) in Q4 2021, closing a stake of 1,260 shares — an estimated $242K sold.

Ground Swell Capital first reported a position in CAT in Q2 2014 and held it in 3 quarters. The position peaked at $242K in Q3 2021. 2,159 funds tracked by Wall St. Rank hold CAT as of Q4 2021.

  • Ground Swell Capital reported no remaining Caterpillar position as of Q4 2021 after selling out during the quarter.
  • Ground Swell Capital sold 1,260 Caterpillar shares in Q4 2021, an estimated $242K.
  • Ground Swell Capital first reported a position in Caterpillar in Q2 2014 and held it in 3 quarters.
  • Ground Swell Capital's Caterpillar position peaked at $242K in Q3 2021.
  • 2,159 funds tracked by Wall St. Rank held Caterpillar as of Q4 2021.

Based on Ground Swell Capital's 13F filing for Q4 2021, filed 9 Feb 2022.