BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

95 hedge funds and large institutions have $233M invested in Saba Capital Income & Opportunities Fund in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 26 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
95
Holders Change
-5
Holders Change %
-5%
% of All Funds
2.54%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
12
Increased
31
Reduced
26
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
+$10.6M
2
RCM
Rivernorth Capital Management
Florida
+$3.21M
3
MIG
Mariner Investment Group
New York
+$1.6M
4
NCM
Newgate Capital Management
Connecticut
+$1.39M
5
Bessemer Group
Bessemer Group
New Jersey
+$1.39M

Top Sellers

1
KKRC
Kohlberg Kravis Roberts & Co
New York
-$5.82M
2
FWIA
Fort Washington Investment Advisors
Ohio
-$2.26M
3
TAM
Trust Asset Management
Texas
-$2.02M
4
SPCM
Sound Point Capital Management
New York
-$1.63M
5
Morgan Stanley
Morgan Stanley
New York
-$1.61M
Name Holding Trade Value Shares
Change 		Shares
Change %
LNB
76
Ledyard National Bank
$38K – – –
Northwestern Mutual Wealth Management
77
Northwestern Mutual Wealth Management
Wisconsin
$37K +$6.86K +675 +23%
Deutsche Bank
78
Deutsche Bank
Germany
$25K – – –
Bank of Montreal
79
Bank of Montreal
Ontario, Canada
$24K -$1.38K -138 -5%
SSB
80
Sandy Spring Bank
Maryland
$22K – – –
SEI Investments
81
SEI Investments
Pennsylvania
$21K – – –
BCM
82
Blume Capital Management
California
$20K – – –
QAM
83
QCI Asset Management
New York
$19K – – –
CAL
84
Capital Advisors Ltd
Ohio
$16K – – –
CFA
85
Carroll Financial Associates
North Carolina
$15K – – –
RPG
86
Risk Paradigm Group
Texas
$11.9K +$11.9K +1,179 New
MFS
87
MSI Financial Services
Massachusetts
$11K +$1.9K +189 +21%
BFIM
88
Beese Fulmer Investment Management
Ohio
$11K +$11K +5,271 New
SIA
89
SeaBridge Investment Advisors
New Jersey
$10K – – –
AIG
90
American International Group
New York
$9K – – –
GWM
91
Geneos Wealth Management
Colorado
$9K +$9K +908 New
Fifth Third Bancorp
92
Fifth Third Bancorp
Ohio
$8K -$16.4K -1,535 -67%
AF
93
Allworth Financial
California
$7K – – –
MWP
94
MYCIO Wealth Partners
Pennsylvania
$6K – – –
NSIM
95
North Star Investment Management
Illinois
$3K – – –
IWM
96
Integrated Wealth Management
California
$2K -$17.9K -1,501 -90%
TRCT
97
Tower Research Capital (TRC)
New York
$2K +$2K +230 New
PCM
98
Penserra Capital Management
California
$7 -$1 -74 -9%
KKRC
99
Kohlberg Kravis Roberts & Co
New York
– -$5.82M -574,614 Closed
SPCM
100
Sound Point Capital Management
New York
– -$1.63M -160,556 Closed
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4
5