BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

95 hedge funds and large institutions have $345M invested in Saba Capital Income & Opportunities Fund in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 20 increasing their positions, 30 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
95
Holders Change
+4
Holders Change %
+4.4%
% of All Funds
1.69%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.11%
New
19
Increased
20
Reduced
30
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
+$5.15M
2
Baillie Gifford & Co
Baillie Gifford & Co
United Kingdom
+$4.96M
3
AC
Almitas Capital
California
+$3.23M
4
IA
Icon Advisers
Colorado
+$2.76M
5
Nomura Holdings
Nomura Holdings
Japan
+$2.7M

Top Sellers

1
RVPG
Relative Value Partners Group
-$14.6M
2
RCM
Rivernorth Capital Management
Florida
-$10M
3
NCM
Next Capital Management
New York
-$7.33M
4
Morgan Stanley
Morgan Stanley
New York
-$6.8M
5
COLIM
City of London Investment Management
United Kingdom
-$2.66M
Name Holding Trade Value Shares
Change 		Shares
Change %
KPWS
51
Kestra Private Wealth Services
Texas
$217K -$89.1K -9,921 -29%
OC
52
Oppenheimer & Co
New York
$217K +$217K +24,288 New
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$216K +$8.34K +934 +4%
Royal Bank of Canada
54
Royal Bank of Canada
Ontario, Canada
$211K -$9.67K -1,083 -4%
LPL Financial
55
LPL Financial
California
$198K +$61.3K +6,846 +45%
CL
56
CPWM LLC
Washington
$186K -$1.32K -148 -0.7%
PMFA
57
Plante Moran Financial Advisors
Michigan
$184K – – –
KIA
58
KCM Investment Advisors
California
$180K +$9 +1 +0%
Susquehanna International Group
59
Susquehanna International Group
Pennsylvania
$143K -$10.2K -1,139 -7%
ICMP
60
Integrated Capital Management (Pennsylvania)
Pennsylvania
$115K +$7.25K +814 +7%
D.E. Shaw & Co
61
D.E. Shaw & Co
New York
$112K – – –
WS
62
Wedbush Securities
California
$108K – – –
KAS
63
Kestra Advisory Services
Texas
$103K +$44K +4,895 +74%
AFP
64
Ausdal Financial Partners
Iowa
$89K -$12.9K -1,450 -13%
KOMWMG
65
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$89K – – –
LWP
66
Lumature Wealth Partners
Georgia
$81K +$81K +9,110 New
SI
67
Stephens Inc
Arkansas
$79K -$899 -100 -1%
Jane Street
68
Jane Street
New York
$71K -$88.8K -9,894 -56%
PNC Financial Services Group
69
PNC Financial Services Group
Pennsylvania
$68K – – –
Creative Planning
70
Creative Planning
Kansas
$64K +$64K +7,197 New
Neuberger Berman Group
71
Neuberger Berman Group
New York
$62K -$11.8K -1,305 -16%
YCM
72
Yakira Capital Management
Connecticut
$59K – – –
NCM
73
Next Capital Management
New York
$57K -$7.33M -813,771 -99%
PA
74
Pinnacle Associates
New York
$56K +$125 +14 +0.2%
JIP
75
Jaffetilchin Investment Partners
Florida
$56K +$56K +6,264 New
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