BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

105 hedge funds and large institutions have $332M invested in Saba Capital Income & Opportunities Fund in 2019 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
105
Holders Change
+1
Holders Change %
+0.96%
% of All Funds
2.07%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
18
Increased
29
Reduced
30
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$48.3M
2
SIA
Sit Investment Associates
Minnesota
+$7.18M
3
COLIM
City of London Investment Management
United Kingdom
+$2.83M
4
PCM
Penserra Capital Management
California
+$2.33M
5
NCM
Next Capital Management
New York
+$794K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$7.61M
2
TJHA
Thomas J. Herzfeld Advisors
Florida
-$3.07M
3
CRC
Curi RMB Capital
Illinois
-$2.95M
4
VIA
Vident Investment Advisory
Georgia
-$1.93M
5
Morgan Stanley
Morgan Stanley
New York
-$1.87M
Name Holding Trade Value Shares
Change 		Shares
Change %
CL
51
CPWM LLC
Washington
$210K +$3.12K +311 +2%
Lido Advisors
52
Lido Advisors
California
$167K -$19.3K -1,916 -10%
AG
53
Advisor Group
Arizona
$163K -$4.51K -446 -3%
SFS
54
Shaker Financial Services
Virginia
$161K -$701K -69,967 -81%
LPL Financial
55
LPL Financial
California
$160K -$67.3K -6,718 -30%
PNC Financial Services Group
56
PNC Financial Services Group
Pennsylvania
$156K -$50K -5,000 -24%
Commonwealth Equity Services
57
Commonwealth Equity Services
Massachusetts
$139K -$1.53K -154 -1%
VC
58
Voit & Company
Wisconsin
$139K +$139K +13,867 New
EPA
59
Element Pointe Advisors
Florida
$137K -$10.8K -1,077 -7%
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$136K +$136K +13,536 New
Mercer Global Advisors
61
Mercer Global Advisors
Colorado
$111K -$9.15K -915 -8%
TRCT
62
Tower Research Capital (TRC)
New York
$107K +$107K +10,716 New
CS
63
Comerica Securities
Michigan
$101K – – –
DA
64
Doliver Advisors
Texas
$97K -$24.5K -2,446 -20%
UCFA
65
United Capital Financial Advisors
Texas
$94K +$1.51K +150 +2%
IP
66
Investment Partners
Ohio
$84K – – –
ICMP
67
Integrated Capital Management (Pennsylvania)
Pennsylvania
$84K +$17.6K +1,754 +27%
Neuberger Berman Group
68
Neuberger Berman Group
New York
$82K – – –
KOMWMG
69
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$79K +$79K +7,934 New
AC
70
Almitas Capital
California
$73K +$73K +7,296 New
WA
71
WealthTrust Axiom
Pennsylvania
$71K -$1K -100 -1%
SI
72
Stephens Inc
Arkansas
$70K -$4.98K -500 -7%
GIP
73
Greatmark Investment Partners
Georgia
$69K – – –
PA
74
Pinnacle Associates
New York
$64K +$1.88K +187 +3%
BBPWM
75
Blue Bell Private Wealth Management
Pennsylvania
$60K -$37.7K -3,779 -39%
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