BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

79 hedge funds and large institutions have $152M invested in Saba Capital Income & Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
–
Holders Change %
0%
% of All Funds
2.27%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
14
Increased
20
Reduced
22
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MIG
Mariner Investment Group
New York
+$4.4M
2
Morgan Stanley
Morgan Stanley
New York
+$3.34M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.92M
4
RCM
Robinson Capital Management
Michigan
+$2.18M
5
UCFA
United Capital Financial Advisors
Texas
+$2.09M

Top Sellers

1
Invesco
Invesco
Georgia
-$19M
2
ARC
Absolute Return Capital
Massachusetts
-$1.95M
3
AAM
Advisors Asset Management
Colorado
-$1.3M
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$549K
5
GLA
Great Lakes Advisors
Illinois
-$457K
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
51
WFG Advisors
Texas
$91K +$23 +2 +0%
WT
52
Whittier Trust
California
$81K – – –
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$69K -$44.4K -3,831 -39%
SCM
54
Saba Capital Management
New York
$69K +$69K +5,950 New
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$58K -$23.2K -2,000 -29%
GI
56
Gradient Investments
Minnesota
$57K – – –
Citigroup
57
Citigroup
New York
$56K -$9.29K -805 -14%
1IC
58
1919 Investment Counsel
Maryland
$54K – – –
BRWA
59
B. Riley Wealth Advisors
Florida
$45.4K – – –
Northwestern Mutual Wealth Management
60
Northwestern Mutual Wealth Management
Wisconsin
$31K +$494 +43 +2%
AIG
61
American International Group
New York
$29.9K -$121K -10,450 -80%
BRWM
62
B. Riley Wealth Management
Tennessee
$25K – – –
BCM
63
Blume Capital Management
California
$23K +$23K +2,000 New
QAM
64
QCI Asset Management
New York
$22K – – –
CAL
65
Capital Advisors Ltd
Ohio
$19K – – –
OIA
66
Optimum Investment Advisors
Illinois
$19K +$19K +1,683 New
CFA
67
Carroll Financial Associates
North Carolina
$18K – – –
Ameriprise
68
Ameriprise
Minnesota
$13K -$11.9K -1,018 -48%
SIA
69
SeaBridge Investment Advisors
New Jersey
$12K – – –
Fifth Third Bancorp
70
Fifth Third Bancorp
Ohio
$12K – – –
PAS
71
Partnervest Advisory Services
California
$10K +$10K +843 New
CCS
72
Crosspoint Capital Strategies
California
$8K – – –
RFA
73
Reilly Financial Advisors
California
$8K +$8K +675 New
GGPS
74
Gary Goldberg Planning Services
New York
$6K +$6K +500 New
NES
75
New England Securities
New York
$5K – – –
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