BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

79 hedge funds and large institutions have $139M invested in Saba Capital Income & Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 19 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
79
Holders Change
+1
Holders Change %
+1.28%
% of All Funds
2.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
19
Reduced
22
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
Newgate Capital Management
Connecticut
+$5.16M
2
Morgan Stanley
Morgan Stanley
New York
+$5.04M
3
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$2.16M
4
RCM
Robinson Capital Management
Michigan
+$1.1M
5
UCFA
United Capital Financial Advisors
Texas
+$934K

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$5.03M
2
Invesco
Invesco
Georgia
-$2.06M
3
Wells Fargo
Wells Fargo
California
-$1.77M
4
HighTower Advisors
HighTower Advisors
Illinois
-$1.18M
5
AAM
Advisors Asset Management
Colorado
-$1.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAN
51
Cetera Advisor Networks
California
$93K +$5.98K +520 +7%
WA
52
WFG Advisors
Texas
$91K +$35 +3 +0%
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$82K +$18.5K +1,580 +29%
Barclays
54
Barclays
United Kingdom
$81K – – –
WT
55
Whittier Trust
California
$81K – – –
FHA
56
First Horizon Advisors
Tennessee
$74K -$81.1K -7,125 -52%
CWM
57
Concert Wealth Management
California
$69K +$590 +51 +0.9%
Citigroup
58
Citigroup
New York
$65K -$23.7K -2,062 -27%
PP
59
Paloma Partners
Connecticut
$60K -$1.04M -88,923 -95%
Janney Montgomery Scott
60
Janney Montgomery Scott
Pennsylvania
$59.6K – – –
GI
61
Gradient Investments
Minnesota
$57K – – –
1IC
62
1919 Investment Counsel
Maryland
$54K – – –
BRWA
63
B. Riley Wealth Advisors
Florida
$45K – – –
DBT
64
Dubuque Bank & Trust
Iowa
$37K – – –
Northwestern Mutual Wealth Management
65
Northwestern Mutual Wealth Management
Wisconsin
$31K +$479 +41 +2%
IWC
66
Integrated Wealth Counsel
California
$26K – – –
BRWM
67
B. Riley Wealth Management
Tennessee
$26K +$26K +2,200 New
Ameriprise
68
Ameriprise
Minnesota
$25K -$18.4K -1,568 -42%
QAM
69
QCI Asset Management
New York
$22K -$2.9K -250 -12%
CAL
70
Capital Advisors Ltd
Ohio
$19K – – –
CFA
71
Carroll Financial Associates
North Carolina
$18K – – –
Fifth Third Bancorp
72
Fifth Third Bancorp
Ohio
$12K -$28.8K -2,396 -71%
SIA
73
SeaBridge Investment Advisors
New Jersey
$12K – – –
CCS
74
Crosspoint Capital Strategies
California
$9K – – –
MFS
75
MSI Financial Services
Massachusetts
$6K +$6K +500 New
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3
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