BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

78 hedge funds and large institutions have $135M invested in Saba Capital Income & Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+9
Holders Change %
+13.04%
% of All Funds
2.27%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
19
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
UBS
Switzerland
+$1.42M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$1.24M
3
PP
Paloma Partners
Connecticut
+$1.1M
4
OC
Oppenheimer & Co
New York
+$632K
5
SG Americas Securities
SG Americas Securities
New York
+$570K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.99M
2
Invesco
Invesco
Georgia
-$3.97M
3
AAM
Advisors Asset Management
Colorado
-$707K
4
Wells Fargo
Wells Fargo
California
-$599K
5
ARC
Absolute Return Capital
Massachusetts
-$481K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$71K +$20.6K +1,780 +41%
CWM
52
Concert Wealth Management
California
$68K +$68K +5,917 New
CFA
53
Cahill Financial Advisors
Minnesota
$65K +$65K +5,500 New
SCP
54
Seizert Capital Partners
Michigan
$64K – – –
PNC Financial Services Group
55
PNC Financial Services Group
Pennsylvania
$63K – – –
KFC
56
Klingenstein Fields & Co
New York
$60K – – –
Janney Montgomery Scott
57
Janney Montgomery Scott
Pennsylvania
$59.8K -$4.1K -352 -6%
KA
58
Kovack Advisors
Florida
$58K – – –
GI
59
Gradient Investments
Minnesota
$57K – – –
1IC
60
1919 Investment Counsel
Maryland
$54K – – –
BRWA
61
B. Riley Wealth Advisors
Florida
$46K -$4.97K -424 -10%
Ameriprise
62
Ameriprise
Minnesota
$43K -$89.2K -7,664 -67%
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$40K -$4.17K -354 -9%
DBT
64
Dubuque Bank & Trust
Iowa
$37K +$37K +3,200 New
SHWM
65
Smith & Howard Wealth Management
Georgia
$36K – – –
Northwestern Mutual Wealth Management
66
Northwestern Mutual Wealth Management
Wisconsin
$30K +$471 +41 +2%
US Bancorp
67
US Bancorp
Minnesota
$26K – – –
IWC
68
Integrated Wealth Counsel
California
$26K – – –
QAM
69
QCI Asset Management
New York
$25K – – –
BCM
70
Blume Capital Management
California
$23K +$23K +2,000 New
CAL
71
Capital Advisors Ltd
Ohio
$19K +$19K +1,623 New
CFA
72
Carroll Financial Associates
North Carolina
$18K – – –
SIA
73
SeaBridge Investment Advisors
New Jersey
$12K – – –
CCS
74
Crosspoint Capital Strategies
California
$9K +$9K +737 New
TRCT
75
Tower Research Capital (TRC)
New York
$8K +$2.29K +200 +40%
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