BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

91 hedge funds and large institutions have $274M invested in Saba Capital Income & Opportunities Fund in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 34 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
91
Holders Change
-14
Holders Change %
-13.33%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
11
Increased
21
Reduced
34
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$36.6M
2
RCM
Rivernorth Capital Management
Florida
+$3.36M
3
CCP
Clough Capital Partners
Massachusetts
+$1.63M
4
Stifel Financial
Stifel Financial
Missouri
+$1.45M
5
COLIM
City of London Investment Management
United Kingdom
+$421K

Top Sellers

1
VCM
Vivaldi Capital Management
Illinois
-$3.18M
2
PPA
Parametric Portfolio Associates
Washington
-$3.02M
3
UBS Group
UBS Group
Switzerland
-$3.01M
4
QGA
Q Global Advisors
Texas
-$1.21M
5
Invesco
Invesco
Georgia
-$1.03M
Name Holding Trade Value Shares
Change 		Shares
Change %
RJA
26
Raymond James & Associates
Florida
$687K -$90.3K -12,161 -12%
APSP
27
Asset Planning Services (Pennsylvania)
Pennsylvania
$544K -$1.48K -199 -0.3%
Osaic Holdings
28
Osaic Holdings
Arizona
$495K +$495K +66,478 New
Envestnet Asset Management
29
Envestnet Asset Management
Illinois
$472K +$81K +10,920 +21%
BI
30
Bulldog Investors
New Jersey
$415K +$415K +55,895 New
PAS
31
Park Avenue Securities
New York
$395K +$77.7K +10,488 +25%
OFG
32
OTA Financial Group
New York
$381K +$381K +51,419 New
Ameriprise
33
Ameriprise
Minnesota
$340K +$60.7K +8,169 +22%
AAM
34
Autus Asset Management
Arizona
$314K – – –
Goldman Sachs
35
Goldman Sachs
New York
$303K +$303K +40,845 New
IP
36
Investment Partners
Ohio
$298K +$236K +31,860 +381%
PCM
37
PenderFund Capital Management
British Columbia, Canada
$261K +$261K +25,000 New
PTP
38
Platform Technology Partners
New York
$251K -$797K -107,380 -76%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$217K -$24.3K -3,262 -10%
HWA
40
HCR Wealth Advisors
California
$214K – – –
CIA
41
Capital Investment Advisors
Georgia
$200K -$13.3K -1,786 -6%
AAS
42
Avantax Advisory Services
Texas
$194K -$64.9K -8,834 -25%
Commonwealth Equity Services
43
Commonwealth Equity Services
Massachusetts
$162K +$58.8K +7,949 +57%
KIA
44
KCM Investment Advisors
California
$160K -$5.77K -779 -3%
WS
45
Wedbush Securities
California
$158K -$7.42K -1,000 -4%
CL
46
CPWM LLC
Washington
$155K -$7 -1 -0%
LPL Financial
47
LPL Financial
California
$154K +$35.7K +4,814 +30%
FIA
48
FNY Investment Advisers
New York
$134K -$40.3K -5,450 -23%
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$93K +$93K +12,500 New
AFP
50
Ausdal Financial Partners
Iowa
$92K -$123K -15,250 -57%
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