BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

104 hedge funds and large institutions have $236M invested in Saba Capital Income & Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 34 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
104
Holders Change
-6
Holders Change %
-5.45%
% of All Funds
2.28%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
10
Increased
25
Reduced
34
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$13.1M
2
VCM
Vivaldi Capital Management
Illinois
+$2.93M
3
PPA
Parametric Portfolio Associates
Washington
+$2.15M
4
RC
RegentAtlantic Capital
New Jersey
+$471K
5
WAM
Wolverine Asset Management
Illinois
+$420K

Top Sellers

1
BPCM
Beach Point Capital Management
California
-$5.62M
2
Morgan Stanley
Morgan Stanley
New York
-$2.57M
3
CRC
Curi RMB Capital
Illinois
-$684K
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$595K
5
AAM
Advisors Asset Management
Colorado
-$555K
Name Holding Trade Value Shares
Change 		Shares
Change %
ICM
26
Ionic Capital Management
New York
$1.05M -$112K -11,918 -10%
6M
27
6 Meridian
Kansas
$1.02M -$9.16K -973 -0.9%
RJA
28
Raymond James & Associates
Florida
$934K -$16.3K -1,732 -2%
QGA
29
Q Global Advisors
Texas
$910K – – –
WAM
30
Wolverine Asset Management
Illinois
$898K +$420K +44,599 +88%
SRC
31
Shufro Rose & Co
New York
$874K +$58.9K +6,250 +7%
SFS
32
Shaker Financial Services
Virginia
$810K +$250K +26,601 +45%
APSP
33
Asset Planning Services (Pennsylvania)
Pennsylvania
$732K -$59.3K -6,296 -7%
MIG
34
Mariner Investment Group
New York
$705K – – –
RC
35
RegentAtlantic Capital
New Jersey
$471K +$471K +50,000 New
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$423K -$153K -16,202 -27%
AAM
37
Autus Asset Management
Arizona
$406K -$726 -77 -0.2%
Ameriprise
38
Ameriprise
Minnesota
$405K -$21K -2,230 -5%
Kovitz Investment Group Partners
39
Kovitz Investment Group Partners
Illinois
$367K – – –
PAS
40
Park Avenue Securities
New York
$352K +$68.1K +7,229 +24%
CIA
41
Capital Investment Advisors
Georgia
$300K – – –
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$289K +$42.9K +4,545 +17%
AFP
43
Ausdal Financial Partners
Iowa
$252K – – –
AAS
44
Avantax Advisory Services
Texas
$236K +$236K +25,188 New
CCP
45
Clough Capital Partners
Massachusetts
$233K +$233K +24,750 New
KIA
46
KCM Investment Advisors
California
$218K -$145K -15,426 -40%
LPL Financial
47
LPL Financial
California
$214K +$112K +11,865 +110%
WS
48
Wedbush Securities
California
$210K – – –
Millennium Management
49
Millennium Management
New York
$200K +$61.5K +6,538 +44%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$194K – – –
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