BRW

Saba Capital Income & Opportunities Fund
BRW

Overview Fund Activity

89 hedge funds and large institutions have $233M invested in Saba Capital Income & Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 27 increasing their positions, 26 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
+2
Holders Change %
+2.3%
% of All Funds
2.38%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
6
Increased
27
Reduced
26
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$2.74M
2
Invesco
Invesco
Georgia
+$984K
3
Bessemer Group
Bessemer Group
New Jersey
+$908K
4
ICM
Ionic Capital Management
New York
+$904K
5
Wells Fargo
Wells Fargo
California
+$558K

Top Sellers

1
FWIA
Fort Washington Investment Advisors
Ohio
-$4.57M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.67M
3
UCFA
United Capital Financial Advisors
Texas
-$1.58M
4
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$969K
5
Morgan Stanley
Morgan Stanley
New York
-$729K
Name Holding Trade Value Shares
Change 		Shares
Change %
CIA
26
Capital Investment Advisors
Georgia
$1.31M +$282K +26,699 +27%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$1.29M -$1.67M -158,133 -56%
APSP
28
Asset Planning Services (Pennsylvania)
Pennsylvania
$1.18M -$46.3K -4,388 -4%
LPL Financial
29
LPL Financial
California
$1.17M +$97.3K +9,247 +9%
Stifel Financial
30
Stifel Financial
Missouri
$1.13M +$49K +4,624 +5%
MIG
31
Mariner Investment Group
New York
$1.11M -$499K -47,277 -31%
AAM
32
Autus Asset Management
Arizona
$1.07M +$47.5K +4,500 +5%
RCM
33
Robinson Capital Management
Michigan
$1.04M – – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$974K -$39.2K -3,708 -4%
SFS
35
Shaker Financial Services
Virginia
$928K -$10.6K -1,000 -1%
Kovitz Investment Group Partners
36
Kovitz Investment Group Partners
Illinois
$472K -$6.36K -602 -1%
CRC
37
Curi RMB Capital
Illinois
$439K +$241K +22,829 +122%
Citigroup
38
Citigroup
New York
$389K -$656K -62,038 -63%
RJA
39
Raymond James & Associates
Florida
$359K +$211 +20 +0.1%
SRC
40
Shufro Rose & Co
New York
$306K -$133K – –
HighTower Advisors
41
HighTower Advisors
Illinois
$304K +$27.5K +2,609 +10%
WS
42
Wedbush Securities
California
$298K +$42.3K +4,005 +17%
WA
43
WFG Advisors
Texas
$265K +$32 +3 +0%
FAAS
44
First Allied Advisory Services
California
$257K +$127 +12 +0%
NPC
45
National Planning Corporation
California
$252K -$15.8K -1,500 -6%
Royal Bank of Canada
46
Royal Bank of Canada
Ontario, Canada
$246K +$70.6K +6,699 +40%
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$234K -$36.1K -3,408 -13%
DA
48
Doliver Advisors
Texas
$193K +$193K +18,287 New
OC
49
Oppenheimer & Co
New York
$190K +$119K +11,250 +167%
CL
50
CPWM LLC
Washington
$181K +$2.74K +259 +2%
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