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PIMCO Active Bond Exchange-Traded Fund

181 hedge funds and large institutions have $1.05B invested in PIMCO Active Bond Exchange-Traded Fund in 2014 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 64 increasing their positions, 65 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

990% more call options, than puts

Call options by funds: $7.93M | Put options by funds: $727K

2% less repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 65

3.76% less ownership

Funds ownership: 32.52%28.76% (-3.8%)

6% less capital invested

Capital invested by funds: $1.12B → $1.05B (-$67.7M)

9% less funds holding

Funds holding: 198181 (-17)

14% less funds holding in top 10

Funds holding in top 10: 1412 (-2)

45% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 38

Holders
181
Holders Change
-17
Holders Change %
-8.59%
% of All Funds
5.25%
Holding in Top 10
12
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-14.29%
% of All Funds
0.35%
New
21
Increased
64
Reduced
65
Closed
38
Calls
$7.93M
Puts
$727K
Net Calls
+$7.2M
Net Calls Change
+$4.53M
Name Holding Trade Value Shares
Change
Change in
Stake
KeyBank National Association
101
KeyBank National Association
Ohio
$742K +$3.81K +35 +0.5%
M&T Bank
102
M&T Bank
New York
$742K +$745K +6,837 New
BNP Paribas Financial Markets
103
BNP Paribas Financial Markets
France
$664K +$316K +2,897 +90%
FPCP
104
Fort Point Capital Partners
California
$647K +$22K +202 +4%
JIC
105
Johnson Investment Counsel
Ohio
$585K +$588K +5,391 New
MCTIC
106
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$550K
PTC
107
Private Trust Company
Ohio
$550K +$23.6K +217 +4%
LIM
108
Leavell Investment Management
Alabama
$529K +$138K +1,270 +35%
GIP
109
Greatmark Investment Partners
Georgia
$511K +$251K +2,300 +95%
EAM
110
Evanson Asset Management
California
$501K -$798K -7,321 -61%
AFG
111
Albion Financial Group
Utah
$496K -$11.8K -108 -2%
SI
112
SII Investments
Wisconsin
$491K -$270K -2,482 -35%
JIC
113
Joel Isaacson & Co
New York
$489K
DAC
114
Dividend Assets Capital
South Carolina
$482K +$20.2K +185 +4%
PAMG
115
Patton Albertson Miller Group
Tennessee
$472K
BPC
116
Banque Pictet & Cie
Switzerland
$448K -$534K -4,900 -54%
Bank of New York Mellon
117
Bank of New York Mellon
New York
$436K -$2.55M -23,384 -85%
UMA
118
USA Mutuals Advisors
Texas
$434K
CAM
119
Cubic Asset Management
Massachusetts
$409K
AssetMark Inc
120
AssetMark Inc
California
$401K +$17.7K +162 +5%
FFS
121
Founders Financial Securities
Maryland
$393K -$639K -5,867 -62%
HI
122
Horizon Investments
North Carolina
$393K -$638K -5,850 -62%
AA
123
Apriem Advisors
California
$388K -$10.9K -100 -3%
FAM
124
Foothills Asset Management
Arizona
$366K
TFA
125
Transamerica Financial Advisors
Florida
$354K +$94.9K +871 +37%

BOND Hedge Fund Activity: Q3 2014 in Review

181 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q3 2014, worth a combined $1.05B — down 6% from $1.12B a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of BOND and 21 opened new positions — a net loss of 17 holders — while 65 trimmed existing stakes and 64 added.

The largest buyer was Raymond James & Associates, adding an estimated $15.6M. The largest seller was Fidelity Investments, exiting entirely with an estimated $22.9M sold.

  • 181 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q3 2014, down from 198 in Q2 2014.
  • Funds reported $1.05B of PIMCO Active Bond Exchange-Traded Fund stock for Q3 2014, down 6% quarter-over-quarter.
  • 21 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q3 2014 and 38 closed out, a net change of -17 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q3 2014 was Raymond James & Associates, an estimated $15.6M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q3 2014 was Fidelity Investments, an estimated $22.9M sold.

Based on aggregated 13F filings for Q3 2014.