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PIMCO Active Bond Exchange-Traded Fund
BOND

184 hedge funds and large institutions have $876M invested in PIMCO Active Bond Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 17

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

8% more funds holding

Funds holding: 171 → 184 (+13)

7% more capital invested

Capital invested by funds: $816M → $876M (+$59.3M)

2.27% more ownership

Funds ownership: 31.26% → 33.52% (+2.3%)

7% less funds holding in top 10

Funds holding in top 10: 14 → 13 (-1)

Holders
184
Holders Change
+13
Holders Change %
+7.6%
% of All Funds
4.83%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.34%
New
33
Increased
65
Reduced
54
Closed
17
Calls
$2.97M
Puts
–
Net Calls
+$2.97M
Net Calls Change
+$2.98M

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$34M
2
FIM
Freedom Investment Management
Connecticut
+$28.7M
3
RMC
Regis Management Company
California
+$17.2M
4
Bank of America
Bank of America
North Carolina
+$12.2M
5
BCI
Brinker Capital Investments
Pennsylvania
+$9.54M

Top Sellers

Rank Fund Capital Flow
1
HI
Horizon Investments
North Carolina
-$19.7M
2
JP Morgan Chase
JP Morgan Chase
New York
-$16M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$8.65M
4
BTS
BB&T Securities
Virginia
-$7.94M
5
FAAS
First Allied Advisory Services
California
-$4.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
76
IFP Advisors
Florida
$922K +$935K +8,842 New
Citadel Advisors
77
Citadel Advisors
Florida
$859K +$872K +8,243 New
SPC
78
Sigma Planning Corp
Michigan
$836K -$119K -1,122 -12%
ONB
79
Old National Bancorp
Indiana
$828K – – –
KeyBank National Association
80
KeyBank National Association
Ohio
$810K – – –
DADC
81
D.A. Davidson & Co
Montana
$809K -$125K -1,186 -13%
SGAM
82
Steinberg Global Asset Management
Florida
$772K +$784K +7,408 New
CLOS
83
Compagnie Lombard Odier SCmA
Switzerland
$770K – – –
Millennium Management
84
Millennium Management
New York
$722K -$647K -6,116 -47%
Citigroup
85
Citigroup
New York
$704K +$7.19K +68 +1%
CAPTRUST Financial Advisors
86
CAPTRUST Financial Advisors
North Carolina
$701K +$676K +6,389 +1,879%
FC
87
FIC Capital
New York
$689K -$7.93K -75 -1%
CC
88
Cedar Capital
Illinois
$668K +$678K +6,410 New
OC
89
Oppenheimer & Co
New York
$667K -$618K -5,843 -48%
FAAS
90
First Allied Advisory Services
California
$660K -$4.96M -46,924 -88%
GIP
91
Greatmark Investment Partners
Georgia
$652K – – –
YP
92
Yellowstone Partners
Idaho
$640K +$22.7K +215 +4%
EAM
93
Evanson Asset Management
California
$621K +$5.92K +56 +0.9%
Bank of New York Mellon
94
Bank of New York Mellon
New York
$610K +$619K +5,857 New
OMC
95
Overbrook Management Corp
New York
$604K +$613K +5,800 New
SBIA
96
Sheaff Brock Investment Advisors
Indiana
$589K +$598K +5,650 New
MCTIC
97
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$588K – – –
FPFS
98
First Personal Financial Services
North Carolina
$560K -$180K -1,706 -24%
AFP
99
Ausdal Financial Partners
Iowa
$551K +$559K +5,289 New
GAM
100
Gould Asset Management
California
$540K +$47.6K +450 +10%
2 3
4
5 6

BOND Hedge Fund Activity: Q4 2015 in Review

184 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q4 2015, worth a combined $876M — up 7.3% from $816M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new BOND positions and 17 closed out — a net gain of 16 holders — while 65 added to existing stakes and 54 trimmed.

The largest buyer was LPL Financial, adding an estimated $34M. The largest seller was Horizon Investments, exiting entirely with an estimated $19.7M sold.

  • 184 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q4 2015, up from 171 in Q3 2015.
  • Funds reported $876M of PIMCO Active Bond Exchange-Traded Fund stock for Q4 2015, up 7.3% quarter-over-quarter.
  • 33 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q4 2015 and 17 closed out, a net change of +16 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q4 2015 was LPL Financial, an estimated $34M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q4 2015 was Horizon Investments, an estimated $19.7M sold.

Based on aggregated 13F filings for Q4 2015.