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PIMCO Active Bond Exchange-Traded Fund

182 hedge funds and large institutions have $768M invested in PIMCO Active Bond Exchange-Traded Fund in 2016 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 49 increasing their positions, 77 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 21

1.54% more ownership

Funds ownership: 32.66%34.2% (+1.5%)

1% more funds holding

Funds holding: 181182 (+1)

11% less call options, than puts

Call options by funds: $521K | Put options by funds: $583K

15% less funds holding in top 10

Funds holding in top 10: 1311 (-2)

18% less capital invested

Capital invested by funds: $938M → $768M (-$170M)

36% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 77

Holders
182
Holders Change
+1
Holders Change %
+0.55%
% of All Funds
4.55%
Holding in Top 10
11
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-15.38%
% of All Funds
0.28%
New
25
Increased
49
Reduced
77
Closed
21
Calls
$521K
Puts
$583K
Net Calls
-$62K
Net Calls Change
+$35K
Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
26
CAPTRUST Financial Advisors
North Carolina
$7.18M +$7.26M +68,982 New
BFG
27
Bouchey Financial Group
New York
$7.14M -$866K -8,221 -11%
CA
28
Cetera Advisors
Colorado
$6.79M -$518K -4,924 -7%
PA
29
Pinnacle Associates
New York
$6.52M -$546K -5,189 -8%
YMRC
30
Yorktown Management & Research Company
Virginia
$6.25M -$374K -3,550 -6%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$6.21M -$1.01M -9,624 -14%
OAM
32
Occidental Asset Management
California
$6.06M +$1.11M +10,556 +22%
RJA
33
Raymond James & Associates
Florida
$5.91M +$4.67M +44,318 +356%
Stifel Financial
34
Stifel Financial
Missouri
$5.86M -$1.85M -17,603 -24%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$4.79M +$722K +6,857 +18%
SC
36
Scotia Capital
Ontario, Canada
$4.75M -$504K -4,786 -10%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$4.48M +$875K +8,313 +24%
HFS
38
HL Financial Services
Kentucky
$4.16M -$50.3K -478 -1%
DWM
39
Destination Wealth Management
California
$4.09M +$175K +1,666 +4%
HCM
40
Hollencrest Capital Management
California
$3.96M -$600K -5,694 -13%
MFS
41
Madrona Financial Services
Washington
$3.89M -$798K -7,576 -17%
MBTD
42
Mechanics Bank - Trust Department
California
$3.78M +$196K +1,859 +5%
WCM
43
Weik Capital Management
Pennsylvania
$3.53M +$10.5K +100 +0.3%
AG
44
Advisor Group
Arizona
$3.51M -$892K -8,473 -20%
PAM
45
Peak Asset Management
Colorado
$3.08M -$1.78M -16,922 -36%
SA
46
Strategic Advisors
New York
$3M +$614K +5,834 +25%
FPCP
47
Fort Point Capital Partners
California
$2.87M +$1.17M +11,079 +68%
SS
48
Simplicity Solutions
Minnesota
$2.85M +$684K +6,492 +31%
Citadel Advisors
49
Citadel Advisors
Florida
$2.84M +$2.87M +27,237 New
BHB
50
Bank Hapoalim BM
Israel
$2.8M

BOND Hedge Fund Activity: Q4 2016 in Review

182 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in PIMCO Active Bond Exchange-Traded Fund (BOND) for Q4 2016, worth a combined $768M — down 18% from $938M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new BOND positions and 21 closed out — a net gain of 4 holders — while 49 added to existing stakes and 77 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $14.6M. The largest seller was Regis Management Company, cutting an estimated $18.5M.

  • 182 institutional investors held PIMCO Active Bond Exchange-Traded Fund (BOND) as of Q4 2016, up from 181 in Q3 2016.
  • Funds reported $768M of PIMCO Active Bond Exchange-Traded Fund stock for Q4 2016, down 18% quarter-over-quarter.
  • 25 funds opened new PIMCO Active Bond Exchange-Traded Fund positions in Q4 2016 and 21 closed out, a net change of +4 holders.
  • The largest PIMCO Active Bond Exchange-Traded Fund buyer in Q4 2016 was JP Morgan Chase, an estimated $14.6M added.
  • The largest PIMCO Active Bond Exchange-Traded Fund seller in Q4 2016 was Regis Management Company, an estimated $18.5M sold.

Based on aggregated 13F filings for Q4 2016.