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BlackRock Floating Rate Income Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Geneos Wealth Management
51
Geneos Wealth Management
Colorado
$178K – – –
RTS
52
Round Table Services
New Jersey
$175K +$175K +14,300 New
FFA
53
First Foundation Advisors
California
$158K – – –
&Partners
54
&Partners
Tennessee
$158K +$158K +12,946 New
Horizon Kinetics Asset Management
55
Horizon Kinetics Asset Management
New York
$155K +$155K +12,678 New
SWM
56
SeaCrest Wealth Management
New York
$138K -$60.3K -4,933 -30%
Dynamic Advisor Solutions
57
Dynamic Advisor Solutions
Arizona
$138K +$138K +11,280 New
Wedbush Securities
58
Wedbush Securities
California
$129K – – –
Ladenburg Thalmann Financial Services
59
Ladenburg Thalmann Financial Services
Florida
$98K -$81.2K -6,642 -45%
RIA
60
Realta Investment Advisors
Delaware
$67K +$66.6K +5,454 New
Advisor Group
61
Advisor Group
Arizona
$61K -$20.8K -1,700 -25%
IFP Advisors
62
IFP Advisors
Florida
$44K +$44.6K +3,653 New
CFGS
63
Concourse Financial Group Securities
Alabama
$38K – – –
Northwestern Mutual Wealth Management
64
Northwestern Mutual Wealth Management
Wisconsin
$33K – – –
Citigroup
65
Citigroup
New York
$19K -$14.3K -1,169 -43%
Benjamin F. Edwards & Company
66
Benjamin F. Edwards & Company
Missouri
$9K – – –
CX Institutional
67
CX Institutional
Indiana
$9K – – –
APA
68
American Portfolios Advisors
New York
$7.75K +$7.76K +635 New
AIM
69
Anchor Investment Management
South Carolina
$7.33K – – –
Royal Bank of Canada
70
Royal Bank of Canada
Ontario, Canada
$6K -$61K -4,990 -91%
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
$6K – – –
CAC
72
Certified Advisory Corp
Florida
$5K +$73 +6 +1%
JIP
73
Jaffetilchin Investment Partners
Florida
– -$1.9M -164,127 Closed
VF
74
Virtu Financial
New York
– -$1.45M -125,295 Closed
Weiss Asset Management
75
Weiss Asset Management
Massachusetts
– -$524K -45,353 Closed