BCV

Bancroft Fund
BCV

Overview Fund Activity

31 hedge funds and large institutions have $36.9M invested in Bancroft Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.68%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cetera Advisors
Colorado
+$1.7M
2
Cohen & Steers
Cohen & Steers
New York
+$535K
3
SFS
Shaker Financial Services
Virginia
+$224K
4
AAM
Advisors Asset Management
Colorado
+$212K
5
LPL Financial
LPL Financial
California
+$206K

Top Sellers

1
MML Investors Services
MML Investors Services
Massachusetts
-$515K
2
Geode Capital Management
Geode Capital Management
Massachusetts
-$390K
3
RJA
Raymond James & Associates
Florida
-$349K
4
WAM
Wolverine Asset Management
Illinois
-$281K
5
GC
Guggenheim Capital
Illinois
-$242K
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$9.33M +$212K +8,983 +2%
UBS Group
2
UBS Group
Switzerland
$4.72M +$3.71K +157 +0.1%
GC
3
Guggenheim Capital
Illinois
$4.35M -$242K -10,242 -5%
Morgan Stanley
4
Morgan Stanley
New York
$4.19M -$7.8K -330 -0.2%
Cohen & Steers
5
Cohen & Steers
New York
$3.01M +$535K +22,609 +22%
CA
6
Cetera Advisors
Colorado
$1.7M +$1.7M +71,868 New
GCIA
7
Gabelli & Co Investment Advisers
New York
$1.44M – – –
RJA
8
Raymond James & Associates
Florida
$1.24M -$349K -14,774 -22%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.21M +$8.33K +352 +0.7%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$1.01M -$390K -16,497 -28%
Wells Fargo
11
Wells Fargo
California
$885K +$30.1K +1,273 +4%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$667K +$10K +423 +2%
LCM
13
Landscape Capital Management
New Jersey
$434K -$94.8K -4,011 -18%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$396K -$66.9K -2,833 -14%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$295K – – –
RJT
16
Raymond James Trust
Florida
$263K – – –
IFWM
17
Institute for Wealth Management
Colorado
$254K -$3.07K -130 -1%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$231K +$991 +42 +0.4%
SCM
19
Saba Capital Management
New York
$229K -$181K -7,673 -44%
SFS
20
Shaker Financial Services
Virginia
$224K +$224K +9,490 New
OC
21
Oppenheimer & Co
New York
$214K +$332 +14 +0.2%
LPL Financial
22
LPL Financial
California
$206K +$206K +8,716 New
GWM
23
Geneos Wealth Management
Colorado
$117K +$47 +2 +0%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$73K – – –
SFSIG
25
San Francisco Sentry Investment Group
California
$71K +$71K +3,016 New
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