BCV

Bancroft Fund
BCV

Overview Fund Activity

39 hedge funds and large institutions have $34.9M invested in Bancroft Fund in 2014 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 11 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
11
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JAM
Jolley Asset Management
North Carolina
+$847K
2
RCM
Rivernorth Capital Management
Florida
+$835K
3
AAM
Advisors Asset Management
Colorado
+$352K
4
SFS
Shaker Financial Services
Virginia
+$268K
5
Geode Capital Management
Geode Capital Management
Massachusetts
+$126K

Top Sellers

1
KIM
Karpus Investment Management
New York
-$1.61M
2
DA
Doliver Advisors
Texas
-$670K
3
AllianceBernstein
AllianceBernstein
Tennessee
-$156K
4
FIMG
Financial & Investment Management Group
Michigan
-$37.4K
5
Morgan Stanley
Morgan Stanley
New York
-$23.3K
Name Holding Trade Value Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$5.56M -$1.53K -76 -0%
AAM
2
Advisors Asset Management
Colorado
$3.87M +$352K +17,430 +10%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.1M +$124K +6,165 +4%
Morgan Stanley
4
Morgan Stanley
New York
$2.77M -$23.3K -1,153 -0.8%
1CP
5
1607 Capital Partners
Virginia
$2.32M – – –
GC
6
Guggenheim Capital
Illinois
$2.19M +$77K +3,817 +4%
BI
7
Bulldog Investors
New Jersey
$2.06M – – –
MFS
8
MSI Financial Services
Massachusetts
$1.26M -$16K -794 -1%
FIMG
9
Financial & Investment Management Group
Michigan
$1.08M -$37.4K -1,852 -3%
DA
10
Doliver Advisors
Texas
$1.06M -$670K -33,222 -39%
GFM
11
Gramercy Funds Management
Connecticut
$977K – – –
AA
12
Ancora Advisors
Ohio
$962K – – –
Geode Capital Management
13
Geode Capital Management
Massachusetts
$882K +$126K +6,236 +17%
OC
14
Oppenheimer & Co
New York
$874K +$12.2K +605 +1%
JAM
15
Jolley Asset Management
North Carolina
$847K +$847K +41,969 New
RCM
16
Rivernorth Capital Management
Florida
$835K +$835K +41,400 New
RJA
17
Raymond James & Associates
Florida
$781K +$58.9K +2,920 +8%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$775K – – –
DI
19
Dalton Investments
Nevada
$462K +$2.74K +136 +0.6%
Wells Fargo
20
Wells Fargo
California
$441K +$94.1K +4,667 +27%
LCM
21
Landscape Capital Management
New Jersey
$406K +$123K +6,088 +43%
LPL Financial
22
LPL Financial
California
$299K -$22.1K -1,092 -7%
SFS
23
Shaker Financial Services
Virginia
$268K +$268K +13,261 New
CAN
24
Cetera Advisor Networks
California
$238K +$26.6K +1,324 +13%
CWM
25
Concert Wealth Management
California
$197K +$20 +1 +0%
1
2