BCV

Bancroft Fund
BCV

Overview Fund Activity

28 hedge funds and large institutions have $29.5M invested in Bancroft Fund in 2013 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
-4
Holders Change %
-12.5%
% of All Funds
0.91%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
12
Reduced
8
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
Karpus Investment Management
New York
+$1.5M
2
WAM
Wolverine Asset Management
Illinois
+$511K
3
Geode Capital Management
Geode Capital Management
Massachusetts
+$367K
4
SFS
Shaker Financial Services
Virginia
+$295K
5
TC
TFS Capital
Pennsylvania
+$281K

Top Sellers

1
JGUA
John G. Ullman & Associates
New York
-$3.27M
2
DA
Doliver Advisors
Texas
-$420K
3
Morgan Stanley
Morgan Stanley
New York
-$344K
4
GFM
Gramercy Funds Management
Connecticut
-$306K
5
BRWA
B. Riley Wealth Advisors
Florida
-$293K
Name Holding Trade Value Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$4.52M +$4.32K +241 +0.1%
AAM
2
Advisors Asset Management
Colorado
$2.85M -$74.6K -4,144 -3%
Morgan Stanley
3
Morgan Stanley
New York
$2.8M -$344K -19,166 -11%
BI
4
Bulldog Investors
New Jersey
$2.36M -$152K -8,464 -6%
1CP
5
1607 Capital Partners
Virginia
$2.08M +$226K +12,635 +12%
GC
6
Guggenheim Capital
Illinois
$1.98M -$80.5K -4,477 -4%
KIM
7
Karpus Investment Management
New York
$1.76M +$1.5M +83,875 +590%
FIMG
8
Financial & Investment Management Group
Michigan
$1.74M +$10.7K +596 +0.6%
GFM
9
Gramercy Funds Management
Connecticut
$1.44M -$306K -17,085 -18%
WAM
10
Wolverine Asset Management
Illinois
$1.27M +$511K +28,535 +68%
DA
11
Doliver Advisors
Texas
$1.24M -$420K -23,441 -25%
MFS
12
MSI Financial Services
Massachusetts
$1.07M +$101K +5,607 +10%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$517K – – –
DI
14
Dalton Investments
Nevada
$493K +$3.28K +183 +0.7%
TC
15
TFS Capital
Pennsylvania
$471K +$281K +15,697 +148%
OC
16
Oppenheimer & Co
New York
$428K +$163K +9,063 +61%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$367K +$367K +20,413 New
Wells Fargo
18
Wells Fargo
California
$312K +$7.17K +400 +2%
LPL Financial
19
LPL Financial
California
$301K +$16.4K +906 +6%
SFS
20
Shaker Financial Services
Virginia
$295K +$295K +16,488 New
BRWA
21
B. Riley Wealth Advisors
Florida
$290K -$293K -16,338 -50%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$284K +$790 +44 +0.3%
First Trust Advisors
23
First Trust Advisors
Illinois
$247K -$151K -8,444 -38%
CAN
24
Cetera Advisor Networks
California
$189K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$127K – – –
1
2