BCV

Bancroft Fund
BCV

Overview Fund Activity

32 hedge funds and large institutions have $20.9M invested in Bancroft Fund in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$382K
2
Wells Fargo
Wells Fargo
California
+$248K
3
Ameriprise
Ameriprise
Minnesota
+$215K
4
LCM
Landscape Capital Management
New Jersey
+$212K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$109K

Top Sellers

1
RJA
Raymond James & Associates
Florida
-$289K
2
SCM
Saba Capital Management
New York
-$285K
3
JFA
JNBA Financial Advisors
Minnesota
-$225K
4
OC
Oppenheimer & Co
New York
-$202K
5
GC
Guggenheim Capital
Illinois
-$159K
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$6.13M +$382K +18,852 +7%
Morgan Stanley
2
Morgan Stanley
New York
$3.26M -$154K -7,633 -5%
AAM
3
Advisors Asset Management
Colorado
$2.89M +$77.6K +3,842 +3%
GC
4
Guggenheim Capital
Illinois
$2.13M -$159K -7,849 -7%
GCIA
5
Gabelli & Co Investment Advisers
New York
$1.12M – – –
Wells Fargo
6
Wells Fargo
California
$847K +$248K +12,225 +41%
RJA
7
Raymond James & Associates
Florida
$642K -$289K -14,282 -31%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$433K +$109K +5,388 +34%
LPL Financial
9
LPL Financial
California
$422K +$13K +634 +3%
OC
10
Oppenheimer & Co
New York
$415K -$202K -10,010 -33%
CAAS
11
Capital Asset Advisory Services
Michigan
$348K – – –
SCM
12
Saba Capital Management
New York
$323K -$285K -14,085 -47%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$254K -$10.8K -533 -4%
KA
14
Kovack Advisors
Florida
$251K -$22.3K -1,100 -8%
SBIA
15
Sheaff Brock Investment Advisors
Indiana
$233K +$26.1K +1,288 +13%
S
16
SignatureFD
Georgia
$217K +$868 +43 +0.4%
CWM
17
Concert Wealth Management
California
$217K +$5.45K +269 +3%
Ameriprise
18
Ameriprise
Minnesota
$215K +$215K +10,618 New
LCM
19
Landscape Capital Management
New Jersey
$212K +$212K +10,461 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$108K +$1.01K +50 +0.9%
MFS
21
MSI Financial Services
Massachusetts
$73K – – –
Bank of America
22
Bank of America
North Carolina
$73K +$6.91K +341 +10%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$35K +$862 +43 +3%
AA
24
Ancora Advisors
Ohio
$30K +$30K +1,500 New
GWM
25
Geneos Wealth Management
Colorado
$29K +$693 +35 +2%
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