BCV

Bancroft Fund
BCV

Overview Fund Activity

32 hedge funds and large institutions have $31.8M invested in Bancroft Fund in 2013 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
+4
Holders Change %
+14.29%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
14
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
Ancora Advisors
Ohio
$850K
2
WAM
Wolverine Asset Management
Illinois
$1.7M
3
DA
Doliver Advisors
Texas
$1.63M
4
OC
Oppenheimer & Co
New York
$767K
5
AAM
Advisors Asset Management
Colorado
$3.25M

Top Sellers

1
BI
Bulldog Investors
New Jersey
$1.9M
2
TC
TFS Capital
Pennsylvania
$0
3
FIMG
Financial & Investment Management Group
Michigan
$1.6M
4
GFM
Gramercy Funds Management
Connecticut
$1.31M
5
KIM
Karpus Investment Management
New York
$1.67M
Name Holding Trade Value Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$4.81M +$124K +6,660 +3%
AAM
2
Advisors Asset Management
Colorado
$3.25M +$297K +15,973 +10%
Morgan Stanley
3
Morgan Stanley
New York
$3.1M +$196K +10,545 +7%
1CP
4
1607 Capital Partners
Virginia
$2.16M – – –
GC
5
Guggenheim Capital
Illinois
$1.91M -$145K -7,819 -7%
BI
6
Bulldog Investors
New Jersey
$1.9M -$547K -29,387 -22%
WAM
7
Wolverine Asset Management
Illinois
$1.7M +$385K +20,686 +29%
KIM
8
Karpus Investment Management
New York
$1.67M -$157K -8,440 -9%
DA
9
Doliver Advisors
Texas
$1.63M +$343K +18,449 +27%
FIMG
10
Financial & Investment Management Group
Michigan
$1.6M -$208K -11,183 -12%
GFM
11
Gramercy Funds Management
Connecticut
$1.31M -$182K -9,800 -12%
MFS
12
MSI Financial Services
Massachusetts
$1.12M +$11.6K +624 +1%
AA
13
Ancora Advisors
Ohio
$850K +$850K +45,693 New
OC
14
Oppenheimer & Co
New York
$767K +$323K +17,377 +73%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$739K +$203K +10,916 +38%
DI
16
Dalton Investments
Nevada
$495K -$16.3K -874 -3%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$447K +$153K +8,224 +52%
Geode Capital Management
18
Geode Capital Management
Massachusetts
$395K +$15.7K +846 +4%
LPL Financial
19
LPL Financial
California
$308K -$929 -50 -0.3%
Wells Fargo
20
Wells Fargo
California
$303K -$20.4K -1,099 -6%
SFS
21
Shaker Financial Services
Virginia
$303K -$3.97K -213 -1%
LCM
22
Landscape Capital Management
New Jersey
$241K +$241K +12,969 New
CAN
23
Cetera Advisor Networks
California
$194K +$424 +23 +0.2%
First Trust Advisors
24
First Trust Advisors
Illinois
$191K -$66.4K -3,562 -26%
BRWA
25
B. Riley Wealth Advisors
Florida
$183K -$118K -6,356 -39%
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