BCV

Bancroft Fund
BCV

Overview Fund Activity

33 hedge funds and large institutions have $35.1M invested in Bancroft Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
-6
Holders Change %
-15.38%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
9
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
Ancora Advisors
Ohio
+$1.86M
2
WAM
Wolverine Asset Management
Illinois
+$501K
3
Geode Capital Management
Geode Capital Management
Massachusetts
+$408K
4
Morgan Stanley
Morgan Stanley
New York
+$283K
5
AAM
Advisors Asset Management
Colorado
+$267K

Top Sellers

1
JAM
Jolley Asset Management
North Carolina
-$847K
2
GFM
Gramercy Funds Management
Connecticut
-$398K
3
SFS
Shaker Financial Services
Virginia
-$268K
4
CAN
Cetera Advisor Networks
California
-$238K
5
CWM
Concert Wealth Management
California
-$197K
Name Holding Trade Value Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$5.39M -$53.1K -2,689 -1%
AAM
2
Advisors Asset Management
Colorado
$4.06M +$267K +13,516 +7%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.08M +$43.7K +2,210 +1%
Morgan Stanley
4
Morgan Stanley
New York
$3M +$283K +14,297 +10%
AA
5
Ancora Advisors
Ohio
$2.81M +$1.86M +94,363 +198%
1CP
6
1607 Capital Partners
Virginia
$2.24M -$29.6K -1,500 -1%
GC
7
Guggenheim Capital
Illinois
$2.17M +$34.8K +1,760 +2%
BI
8
Bulldog Investors
New Jersey
$2.02M – – –
Geode Capital Management
9
Geode Capital Management
Massachusetts
$1.27M +$408K +20,673 +47%
MFS
10
MSI Financial Services
Massachusetts
$1.25M +$9.58K +485 +0.8%
FIMG
11
Financial & Investment Management Group
Michigan
$1.04M -$13.6K -688 -1%
DA
12
Doliver Advisors
Texas
$1.02M -$22.8K -1,153 -2%
OC
13
Oppenheimer & Co
New York
$856K +$99 +5 +0%
RCM
14
Rivernorth Capital Management
Florida
$826K +$7.87K +398 +1%
RJA
15
Raymond James & Associates
Florida
$708K -$57.1K -2,890 -7%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$614K -$144K -7,296 -19%
GFM
17
Gramercy Funds Management
Connecticut
$559K -$398K -20,142 -42%
WAM
18
Wolverine Asset Management
Illinois
$501K +$501K +25,395 New
DI
19
Dalton Investments
Nevada
$455K +$2.73K +138 +0.6%
Wells Fargo
20
Wells Fargo
California
$424K -$7.9K -400 -2%
LPL Financial
21
LPL Financial
California
$289K – – –
LCM
22
Landscape Capital Management
New Jersey
$243K -$155K -7,824 -39%
LFR
23
Lehman Financial Resources
Pennsylvania
$104K – – –
AIG
24
American International Group
New York
$48K +$48K +2,427 New
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$36K – – –
1
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