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BlackRock Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$268M
Morgan Stanley
2
Morgan Stanley
New York
$91.9M -$7.01M -436,016 -7%
RCM
3
Rivernorth Capital Management
Florida
$77.2M -$1.02M -63,649 -1%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$33M -$4.45M -276,902 -12%
UBS Group
5
UBS Group
Switzerland
$24.9M -$97.4K -6,059 -0.4%
Invesco
6
Invesco
Georgia
$20.9M -$2.83M -176,230 -12%
Bank of America
7
Bank of America
North Carolina
$17.9M +$1.6M +99,227 +10%
Cohen & Steers
8
Cohen & Steers
New York
$13.8M +$724K +45,000 +6%
AW
9
Atlas Wealth
Ohio
$13M +$12.5M +780,335 New
Stifel Financial
10
Stifel Financial
Missouri
$9.71M +$436K +27,108 +5%
Rockefeller Capital Management
11
Rockefeller Capital Management
New York
$9.19M +$969K +60,250 +12%
Wells Fargo
12
Wells Fargo
California
$8.65M +$569K +35,372 +7%
KWM
13
Keebeck Wealth Management
Illinois
$6.02M +$2.12K +132 +0%
SIA
14
Sit Investment Associates
Minnesota
$5.41M -$5.56M -345,595 -51%
AGM
15
Alpine Global Management
New York
$4.59M +$2.07M +129,000 +85%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$3.69M -$40.7K -2,532 -1%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$3.34M +$1.86M +115,480 +131%
AAM
18
Advisors Asset Management
Colorado
$3.3M +$192K +11,937 +6%
KIM
19
Karpus Investment Management
New York
$3.13M +$2.87M +178,688 +1,471%
AIA
20
Absolute Investment Advisers
Florida
$3.09M +$1.35M +83,716 +80%
SA
21
Sanctuary Advisors
Indiana
$2.97M +$3.09M +192,030 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$2.19M +$87.4K +5,438 +4%
RJA
23
Raymond James & Associates
Florida
$1.89M -$7.67M -477,197 -81%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.89M +$34.7K +2,158 +2%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$1.72M +$65.3K +4,059 +4%