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BlackRock Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$89.8M +$80.9M +4,160,943 +910%
Morgan Stanley
2
Morgan Stanley
New York
$89M -$1.47M -75,582 -2%
UBS Group
3
UBS Group
Switzerland
$45.5M +$4.04M +207,767 +10%
Bank of America
4
Bank of America
North Carolina
$43.6M +$1.61M +82,911 +4%
AWA
5
Amplius Wealth Advisors
Pennsylvania
$35M +$34.9M +1,797,431 New
PPA
6
Parametric Portfolio Associates
Washington
$13.8M +$5.68M +292,003 +70%
SIA
7
Sit Investment Associates
Minnesota
$12.8M +$12.8M +658,477 New
KIM
8
Karpus Investment Management
New York
$11.8M +$11.8M +605,502 New
Wells Fargo
9
Wells Fargo
California
$8.07M +$407K +20,926 +5%
Cohen & Steers
10
Cohen & Steers
New York
$7.37M +$6.02M +309,530 +448%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$7.31M +$1.03M +52,936 +16%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$4.45M +$4.45M +228,877 New
Osaic Holdings
13
Osaic Holdings
Arizona
$3.86M +$2.18M +112,236 +131%
WAM
14
Wolverine Asset Management
Illinois
$3.23M +$1.86M +95,659 +135%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$3.12M +$309K +15,872 +11%
WAM
16
Weiss Asset Management
Massachusetts
$2.64M +$2.64M +135,661 New
RJA
17
Raymond James & Associates
Florida
$2.62M +$1.31M +67,518 +101%
Stifel Financial
18
Stifel Financial
Missouri
$2.29M +$975K +50,133 +74%
LSC
19
Logan Stone Capital
Illinois
$2.17M +$2.17M +111,488 New
Rockefeller Capital Management
20
Rockefeller Capital Management
New York
$2.04M +$741K +38,125 +57%
1CP
21
1607 Capital Partners
Virginia
$1.72M +$1.72M +88,300 New
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$1.37M +$350K +17,977 +34%
MC
23
Mathes Company
New York
$1.35M -$126K -6,500 -9%
MIG
24
Mariner Investment Group
New York
$1.32M +$1.32M +67,826 New
PFGIA
25
Patriot Financial Group Insurance Agency
Massachusetts
$1.27M +$10.8K +554 +0.9%