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BlackRock Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$151M -$4.29M -285,384 -3%
SCM
2
Saba Capital Management
New York
$133M +$42.4M +2,824,220 +48%
RCM
3
Rivernorth Capital Management
Florida
$83.5M -$352K -23,451 -0.4%
UBS Group
4
UBS Group
Switzerland
$21.8M +$62.4K +4,151 +0.3%
RJA
5
Raymond James & Associates
Florida
$16.4M +$311K +20,733 +2%
Bank of America
6
Bank of America
North Carolina
$13.9M -$3.89M -258,768 -22%
Cohen & Steers
7
Cohen & Steers
New York
$12.1M +$778K +51,796 +7%
AW
8
Atlas Wealth
Ohio
$8.36M -$28.4K -1,888 -0.3%
Wells Fargo
9
Wells Fargo
California
$8.06M -$154K -10,239 -2%
WP
10
Woodline Partners
California
$8.01M +$4.75M +316,242 +151%
CCP
11
Clough Capital Partners
Massachusetts
$7.56M +$203K +13,500 +3%
Rockefeller Capital Management
12
Rockefeller Capital Management
New York
$6.48M +$126K +8,360 +2%
D.E. Shaw & Co
13
D.E. Shaw & Co
New York
$6.26M +$6.17M +410,660 New
PCM
14
Penserra Capital Management
California
$5.47M +$336K +22,362 +7%
Stifel Financial
15
Stifel Financial
Missouri
$4.79M -$223K -14,867 -5%
1CP
16
1607 Capital Partners
Virginia
$3.27M
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$3.23M -$35.6K -2,367 -1%
RVPG
18
Relative Value Partners Group
$3.18M -$3.05M -203,008 -49%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$2.87M -$843K -56,129 -23%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$2.55M -$2.8M -186,499 -53%
AAM
21
Advisors Asset Management
Colorado
$2.51M +$125K +8,292 +5%
PMG
22
Private Management Group
California
$2.36M +$41.4K +2,757 +2%
LPL Financial
23
LPL Financial
California
$2.02M +$374K +24,880 +23%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.86M -$103K -6,852 -5%
MC
25
Mathes Company
New York
$1.54M +$1.52M +101,250 New