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BlackRock Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.9M +$31.2M +1,475,123 +250%
Bank of America
2
Bank of America
North Carolina
$26.9M +$23.6M +1,113,686 +928%
UBS Group
3
UBS Group
Switzerland
$23.5M +$13.8M +650,772 +152%
Wells Fargo
4
Wells Fargo
California
$4.07M +$2.54M +119,845 +179%
CA
5
Corrado Advisors
New Jersey
$2.11M +$67.1K +3,166 +3%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.45M +$1.41M +66,625 New
PFGIA
7
Patriot Financial Group Insurance Agency
Massachusetts
$1.42M
WS
8
Wedbush Securities
California
$1.09M +$1.06M +50,060 New
Millennium Management
9
Millennium Management
New York
$670K +$652K +30,793 New
Truist Financial
10
Truist Financial
North Carolina
$601K +$585K +27,617 New
III
11
Independent Investors Inc
New York
$544K
S
12
SignatureFD
Georgia
$544K
TA
13
Tiedemann Advisors
New York
$544K
MC
14
Mathes Company
New York
$490K +$74.1K +3,500 +18%
Stifel Financial
15
Stifel Financial
Missouri
$410K +$399K +18,851 New
RJA
16
Raymond James & Associates
Florida
$365K +$355K +16,775 New
UMC
17
United Maritime Capital
New York
$318K +$310K +14,625 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$275K +$268K +12,633 New
VF
19
Virtu Financial
New York
$257K +$250K +11,806 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$216K +$211K +9,944 New
BlackRock
21
BlackRock
New York
$109K
PWM
22
Perigon Wealth Management
California
$76K +$74.1K +3,500 New
IAIM
23
International Assets Investment Management
Florida
$59K +$57.2K +2,700 New
TWP
24
TFO Wealth Partners
Ohio
$54K +$53K +2,500 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$43K -$125K -5,913 -75%