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BlackRock Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$77.9M +$37.5M +1,732,478 +84%
Bank of America
2
Bank of America
North Carolina
$33M +$8.12M +375,281 +30%
UBS Group
3
UBS Group
Switzerland
$29.3M +$7.6M +351,274 +33%
Wells Fargo
4
Wells Fargo
California
$6.16M +$2.44M +112,952 +60%
CA
5
Corrado Advisors
New Jersey
$2.33M +$353K +16,309 +17%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.23M +$2.36M +108,890 New
Osaic Holdings
7
Osaic Holdings
Arizona
$1.44M +$84.1K +3,887 +6%
RJA
8
Raymond James & Associates
Florida
$1.41M +$1.12M +51,918 +309%
PFGIA
9
Patriot Financial Group Insurance Agency
Massachusetts
$1.33M
WS
10
Wedbush Securities
California
$1.31M +$302K +13,965 +28%
Stifel Financial
11
Stifel Financial
Missouri
$1.21M +$867K +40,059 +213%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$820K +$591K +27,308 +216%
MC
13
Mathes Company
New York
$775K +$330K +15,250 +68%
Truist Financial
14
Truist Financial
North Carolina
$652K +$88.7K +4,100 +15%
SPIA
15
Steward Partners Investment Advisory
New York
$625K +$659K +30,435 New
S
16
SignatureFD
Georgia
$521K +$8.07K +373 +1%
III
17
Independent Investors Inc
New York
$513K
TA
18
Tiedemann Advisors
New York
$513K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$211K +$180K +8,297 +421%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$200K -$4K -185 -2%
Rockefeller Capital Management
21
Rockefeller Capital Management
New York
$159K +$168K +7,751 New
BlackRock
22
BlackRock
New York
$103K
IAIM
23
International Assets Investment Management
Florida
$59K
BAM
24
Barrett Asset Management
New York
$51K +$54.1K +2,500 New
WWMSC
25
Wagner Wealth Management (South Carolina)
South Carolina
$50K +$52.6K +2,430 New