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BlackRock Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$204M +$48.9M +3,364,405 +33%
Morgan Stanley
2
Morgan Stanley
New York
$113M -$31.9M -2,192,718 -22%
RCM
3
Rivernorth Capital Management
Florida
$73.7M -$1.41M -97,181 -2%
Pathstone Holdings
4
Pathstone Holdings
New Jersey
$32.2M +$31.3M +2,152,232 New
UBS Group
5
UBS Group
Switzerland
$23.1M +$1.7M +116,638 +8%
Bank of America
6
Bank of America
North Carolina
$13.8M +$724K +49,785 +6%
RJA
7
Raymond James & Associates
Florida
$12.5M -$3.21M -221,105 -21%
Cohen & Steers
8
Cohen & Steers
New York
$11.9M -$145K -10,000 -1%
Rockefeller Capital Management
9
Rockefeller Capital Management
New York
$7.63M +$163K +11,198 +2%
Wells Fargo
10
Wells Fargo
California
$7.4M +$64.5K +4,437 +0.9%
Stifel Financial
11
Stifel Financial
Missouri
$7.31M +$1.65M +113,628 +30%
D.E. Shaw & Co
12
D.E. Shaw & Co
New York
$6.03M
SIA
13
Sit Investment Associates
Minnesota
$4.77M +$4.3M +295,550 +1,243%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$3.37M +$196K +13,482 +6%
1CP
15
1607 Capital Partners
Virginia
$2.8M -$391K -26,872 -13%
AAM
16
Advisors Asset Management
Colorado
$2.59M +$179K +12,281 +8%
PMG
17
Private Management Group
California
$2.25M -$41.6K -2,861 -2%
AGM
18
Alpine Global Management
New York
$2.02M +$874K +60,146 +80%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.93M -$1.6K -110 -0.1%
RVPG
20
Relative Value Partners Group
$1.87M -$13.5K -928 -0.7%
LCM
21
Landscape Capital Management
New Jersey
$1.86M +$1.81M +124,570 New
WAM
22
Wolverine Asset Management
Illinois
$1.79M +$1.74M +119,919 New
ARC
23
Advisor Resource Council
Texas
$1.56M +$1.52M +104,590 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.48M -$531K -36,535 -27%
MC
25
Mathes Company
New York
$1.43M -$87.2K -6,000 -6%