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BlackRock Capital Allocation Term Trust

Name Holding Trade Value Shares
Change
Change in
Stake
IAA
51
Ironsides Asset Advisors
North Carolina
$185K +$196K +11,179 New
Cambridge Investment Research Advisors
52
Cambridge Investment Research Advisors
Iowa
$178K +$189K +10,738 New
HighTower Advisors
53
HighTower Advisors
Illinois
$170K
BBPWM
54
Blue Bell Private Wealth Management
Pennsylvania
$114K +$121K +6,900 New
BlackRock
55
BlackRock
New York
$83K
CWC
56
Carolinas Wealth Consulting
North Carolina
$79K +$83.9K +4,775 New
AIM
57
Anchor Investment Management
South Carolina
$41.4K +$43.9K +2,500 New
FCMT
58
Founders Capital Management (Texas)
Texas
$18K
APA
59
American Portfolios Advisors
New York
$8.28K
PNC Financial Services Group
60
PNC Financial Services Group
Pennsylvania
$5K -$17.6K -1,000 -76%
MCC
61
Money Concepts Capital
Florida
$5K +$5.27K +300 New
IA
62
IFP Advisors
Florida
$3K +$2.28K +130 New
WAM
63
Weiss Asset Management
Massachusetts
-$2.64M -135,661 Closed
Millennium Management
64
Millennium Management
New York
-$800K -41,145 Closed
Jane Street
65
Jane Street
New York
-$594K -30,560 Closed
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
-$393K -20,189 Closed
Nomura Holdings
67
Nomura Holdings
Japan
-$350K -18,000 Closed
AAM
68
Austin Asset Management
Texas
-$215K -11,060 Closed
TSS
69
Two Sigma Securities
New York
-$205K -10,557 Closed
AWM
70
Activest Wealth Management
Florida
-$145K -7,459 Closed
AIP
71
Ahrens Investment Partners
Louisiana
-$144K -7,400 Closed
LC
72
Lindbrook Capital
California
-$103K -5,307 Closed
PMFA
73
Plante Moran Financial Advisors
Michigan
-$62K -3,183 Closed
TRCT
74
Tower Research Capital (TRC)
New York
-$44K -2,271 Closed
BAM
75
Barrett Asset Management
New York
-$39K -2,000 Closed