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Barings BDC

111 hedge funds and large institutions have $205M invested in Barings BDC in 2014 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 50 increasing their positions, 30 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

67% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 30

4.55% less ownership

Funds ownership: 27.33%22.78% (-4.5%)

9% less funds holding

Funds holding: 122111 (-11)

12% less capital invested

Capital invested by funds: $235M → $205M (-$29.2M)

38% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 29

100% less call options, than puts

Call options by funds: $3K | Put options by funds: $903K

Holders
111
Holders Change
-11
Holders Change %
-9.02%
% of All Funds
3.22%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
18
Increased
50
Reduced
30
Closed
29
Calls
$3K
Puts
$903K
Net Calls
-$900K
Net Calls Change
-$106K
Name Holding Trade Value Shares
Change
Change in
Stake
ACH
76
ArrowMark Colorado Holdings
Colorado
$253K +$271K +10,000 New
Citigroup
77
Citigroup
New York
$251K +$36.1K +1,331 +15%
Norges Bank
78
Norges Bank
Norway
$248K -$265K -9,783 -50%
CA
79
Cetera Advisors
Colorado
$241K -$23K -850 -8%
WA
80
Whitebox Advisors
Minnesota
$230K +$247K +9,100 New
Tudor Investment Corp
81
Tudor Investment Corp
Connecticut
$226K -$476K -17,569 -66%
ICAS
82
Investors Capital Advisory Services
Massachusetts
$201K +$215K +7,939 New
IAA
83
Ironsides Asset Advisors
North Carolina
$200K
HI
84
HBK Investments
Texas
$200K +$214K +7,900 New
WRM
85
Westport Resources Management
Connecticut
$167K +$5.56K +205 +3%
AIG
86
American International Group
New York
$136K +$14.3K +528 +11%
Deutsche Bank
87
Deutsche Bank
Germany
$128K -$3.82M -141,136 -97%
Northern Trust
88
Northern Trust
Illinois
$115K -$5.6M -206,460 -98%
Ameriprise
89
Ameriprise
Minnesota
$114K +$66.8K +2,465 +121%
US Bancorp
90
US Bancorp
Minnesota
$106K +$40.7K +1,500 +56%
TRCT
91
Tower Research Capital (TRC)
New York
$99K +$24K +886 +29%
FMT
92
First Mercantile Trust
Tennessee
$94K -$46.1K -1,700 -31%
MHS
93
M Holdings Securities
Oregon
$83K +$89.2K +3,291 New
BNP Paribas Financial Markets
94
BNP Paribas Financial Markets
France
$81.6K +$43.9K +1,620 +101%
PNC Financial Services Group
95
PNC Financial Services Group
Pennsylvania
$79K +$68.6K +2,530 +428%
BBHC
96
Brown Brothers Harriman & Co
New York
$44K
RFA
97
Reilly Financial Advisors
California
$38K -$5.42K -200 -12%
PTC
98
Private Trust Company
Ohio
$25K +$27.1K +1,000 New
NES
99
New England Securities
New York
$20K -$2.71K -100 -11%
FWM
100
Focused Wealth Management
New York
$16K

BBDC Hedge Fund Activity: Q3 2014 in Review

111 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2014, worth a combined $205M — down 12% from $235M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of BBDC and 18 opened new positions — a net loss of 11 holders — while 30 trimmed existing stakes and 50 added.

The largest buyer was Northpointe Capital, opening a new position worth an estimated $6.8M. The largest seller was Northern Trust, cutting an estimated $5.6M.

  • 111 institutional investors held Barings BDC (BBDC) as of Q3 2014, down from 122 in Q2 2014.
  • Funds reported $205M of Barings BDC stock for Q3 2014, down 12% quarter-over-quarter.
  • 18 funds opened new Barings BDC positions in Q3 2014 and 29 closed out, a net change of -11 holders.
  • The largest Barings BDC buyer in Q3 2014 was Northpointe Capital, an estimated $6.8M added.
  • The largest Barings BDC seller in Q3 2014 was Northern Trust, an estimated $5.6M sold.

Based on aggregated 13F filings for Q3 2014.