First Mercantile Trust’s Barings BDC BBDC Stock Holding History

First Mercantile Trust’s Portfolio BBDC Stock Details BBDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-3,720	Closed	-$94K	–	1088
2014 Q3	$94K	Sell	3,720 -1,700	-31%	-$46.1K	0.01%	899
2014 Q2	$154K	Hold	5,420	–	–	0.01%	766
2014 Q1	$140K	Sell	5,420 -1,750	-24%	-$47.8K	0.01%	866
2013 Q4	$198K	Sell	7,170 -200	-3%	-$5.8K	0.02%	758
2013 Q3	$216K	Buy	+7,370	New	+$215K	0.02%	736

Other funds holding BBDC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

EAM

Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

YMRC

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

First Mercantile Trust's BBDC Position: Q4 2014 in Review

First Mercantile Trust sold out of Barings BDC (BBDC) in Q4 2014, closing a stake of 3,720 shares — an estimated $94K sold.

First Mercantile Trust first reported a position in BBDC in Q3 2013 and held it in 5 quarters. The position peaked at $216K in Q3 2013. 108 funds tracked by Wall St. Rank hold BBDC as of Q4 2014.

First Mercantile Trust reported no remaining Barings BDC position as of Q4 2014 after selling out during the quarter.
First Mercantile Trust sold 3,720 Barings BDC shares in Q4 2014, an estimated $94K.
First Mercantile Trust first reported a position in Barings BDC in Q3 2013 and held it in 5 quarters.
First Mercantile Trust's Barings BDC position peaked at $216K in Q3 2013.
108 funds tracked by Wall St. Rank held Barings BDC as of Q4 2014.

Based on First Mercantile Trust's 13F filing for Q4 2014, filed 7 Jan 2015.