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Barings BDC

104 hedge funds and large institutions have $206M invested in Barings BDC in 2016 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 49 increasing their positions, 22 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,118% more call options, than puts

Call options by funds: $3.89M | Put options by funds: $319K

123% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 22

32% more capital invested

Capital invested by funds: $155M → $206M (+$50.2M)

2.42% more ownership

Funds ownership: 23.85%26.27% (+2.4%)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

2% less funds holding

Funds holding: 106104 (-2)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
104
Holders Change
-2
Holders Change %
-1.89%
% of All Funds
2.77%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
11
Increased
49
Reduced
22
Closed
11
Calls
$3.89M
Puts
$319K
Net Calls
+$3.57M
Net Calls Change
+$2.54M
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
51
Advisors Asset Management
Colorado
$740K -$10.5K -532 -1%
Baird Financial Group
52
Baird Financial Group
Wisconsin
$618K +$144K +7,269 +30%
OIA
53
Optimum Investment Advisors
Illinois
$615K
D.E. Shaw & Co
54
D.E. Shaw & Co
New York
$585K +$586K +29,688 New
NFA
55
Nuveen Fund Advisors
Illinois
$534K +$315K +15,953 +143%
BW
56
Bison Wealth
Georgia
$507K
RJFSA
57
Raymond James Financial Services Advisors
Florida
$482K +$128K +6,485 +36%
Bank of America
58
Bank of America
North Carolina
$461K +$132K +6,700 +40%
Citigroup
59
Citigroup
New York
$434K +$58.1K +2,940 +15%
AIM
60
Allen Investment Management
New York
$421K +$26.4K +1,336 +7%
IH
61
IFC Holdings
Florida
$414K +$1.8K +91 +0.4%
LPL Financial
62
LPL Financial
California
$408K -$7.7K -390 -2%
Truist Financial
63
Truist Financial
North Carolina
$403K +$277 +14 +0.1%
William Blair & Company
64
William Blair & Company
Illinois
$399K +$17.8K +900 +5%
WP
65
WealthSource Partners
California
$312K +$10.9K +550 +4%
Commonwealth Equity Services
66
Commonwealth Equity Services
Massachusetts
$310K +$33.1K +1,677 +12%
US Bancorp
67
US Bancorp
Minnesota
$266K
State Street
68
State Street
Massachusetts
$260K -$156K -7,900 -37%
SC
69
Saybrook Capital
North Carolina
$260K
SBIA
70
Sheaff Brock Investment Advisors
Indiana
$256K
CA
71
Cetera Advisors
Colorado
$250K -$3.95K -200 -2%
CIBC World Market
72
CIBC World Market
Ontario, Canada
$247K -$44.2K -2,239 -15%
LTFS
73
Ladenburg Thalmann Financial Services
Florida
$242K -$24.8K -1,254 -9%
Deutsche Bank
74
Deutsche Bank
Germany
$214K -$215K -10,900 -50%
PI
75
PineBridge Investments
New York
$199K +$15.2K +772 +8%

BBDC Hedge Fund Activity: Q3 2016 in Review

104 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Barings BDC (BBDC) for Q3 2016, worth a combined $206M — up 32% from $155M a quarter earlier.

Fund positioning in BBDC was balanced in Q3 2016: 11 funds opened new positions, 11 closed out, 49 added to existing stakes and 22 trimmed.

The largest buyer was T. Rowe Price Associates, opening a new position worth an estimated $14.2M. The largest seller was Janney Montgomery Scott, cutting an estimated $1.06M.

  • 104 institutional investors held Barings BDC (BBDC) as of Q3 2016, down from 106 in Q2 2016.
  • Funds reported $206M of Barings BDC stock for Q3 2016, up 32% quarter-over-quarter.
  • 11 funds opened new Barings BDC positions in Q3 2016 and 11 closed out, a net change of 0 holders.
  • The largest Barings BDC buyer in Q3 2016 was T. Rowe Price Associates, an estimated $14.2M added.
  • The largest Barings BDC seller in Q3 2016 was Janney Montgomery Scott, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2016.