|
1
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$14.8M
|
+$1.03M
|
+77,581
|
+8%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$11.3M
|
+$3.8M
|
+284,890
|
+52%
|
|
|
3
|
Almitas Capital
Santa Monica,
California
|
$3.71M
|
+$3.61M
|
+270,919
|
New
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$2.24M
|
+$2.23K
|
+167
|
+0.1%
|
|
|
5
|
Advisors Asset Management
Monument,
Colorado
|
$1.67M
|
-$547K
|
-41,015
|
-25%
|
|
|
6
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$1.16M
|
+$64.7K
|
+4,855
|
+6%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$958K
|
-$133K
|
-9,972
|
-12%
|
|
|
8
|
|
$929K
|
-$193K
|
-14,479
|
-18%
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$517K
|
-$169K
|
-12,647
|
-25%
|
|
|
10
|
Boothbay Fund Management
New York
|
$375K
|
+$365K
|
+27,380
|
New
|
|
|
11
|
Karpus Investment Management
Pittsford,
New York
|
$286K
|
+$85K
|
+6,375
|
+44%
|
|
|
12
|
Raymond James & Associates
St Petersburg,
Florida
|
$271K
|
–
|
–
|
–
|
|
|
13
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
$270K
|
+$263K
|
+19,722
|
New
|
|
|
14
|
AQR Arbitrage
Greenwich,
Connecticut
|
$259K
|
-$40.5K
|
-3,039
|
-14%
|
|
|
15
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$255K
|
–
|
–
|
–
|
|
|
16
|
|
$202K
|
-$465K
|
-34,881
|
-70%
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
$198K
|
+$160
|
+12
|
+0.1%
|
|
|
18
|
Saba Capital Management
New York
|
$185K
|
–
|
–
|
–
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$181K
|
-$37.8K
|
-2,836
|
-18%
|
|
|
20
|
Vivaldi Capital Management
Chicago,
Illinois
|
$168K
|
-$23.5K
|
-1,765
|
-13%
|
|
|
21
|
Tradewinds Capital Management
Bellingham,
Washington
|
$137K
|
–
|
–
|
–
|
|
|
22
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$115K
|
-$23K
|
-1,729
|
-17%
|
|
|
23
|
Karp Capital Management
Sausalito,
California
|
$98K
|
+$95.7K
|
+7,181
|
New
|
|
|
24
|
Whittier Trust
South Pasadena,
California
|
$41K
|
–
|
–
|
–
|
|
|
25
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$33K
|
+$8K
|
+600
|
+33%
|
|
